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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$73.6M 4.81%
382,405
-8,254
-2% -$1.52M
MSFT icon
2
Microsoft
MSFT
$3.66T
$50.7M 3.32%
134,834
+1,968
+1% +$700K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$45.1M 2.95%
+94,953
New +$42.3M
VUG icon
4
Vanguard Morningstar Growth ETF
VUG
$229B
$27.2M 1.78%
524,664
+142,446
+37% +$6.88M
NVDA icon
5
NVIDIA
NVDA
$5.43T
$25.4M 1.66%
513,540
+170
+0% +$7.88K
VTI icon
6
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$22.8M 1.49%
96,190
-2,072
-2% -$458K
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.1B
$21.1M 1.38%
324,789
+137,947
+74% +$8.51M
BND icon
8
Vanguard Total Bond Market
BND
$161B
$20M 1.31%
271,417
+35,922
+15% +$2.54M
IEFA icon
9
iShares Core MSCI EAFE ETF
IEFA
$196B
$19.9M 1.3%
277,587
+14,411
+5% +$950K
AMZN icon
10
Amazon
AMZN
$2.88T
$19.7M 1.29%
129,493
-6,041
-4% -$847K
IJH icon
11
iShares Core S&P Mid-Cap ETF
IJH
$128B
$18.9M 1.24%
342,080
-40,705
-11% -$2.06M
FIXD icon
12
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$15.1M 0.99%
339,411
+29,472
+10% +$1.26M
COWZ icon
13
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$15M 0.98%
290,175
+71,332
+33% +$3.55M
IVW icon
14
iShares S&P 500 Growth ETF
IVW
$77.3B
$13.9M 0.91%
183,775
-32,368
-15% -$2.3M
RDVY icon
15
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$13.8M 0.9%
267,819
+72,107
+37% +$3.41M
SPYM
16
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$13.6M 0.89%
207,887
+51,300
+33% +$2.69M
IVE icon
17
iShares S&P 500 Value ETF
IVE
$50B
$13.4M 0.88%
77,115
+6,107
+9% +$982K
VTC icon
18
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$13.1M 0.85%
168,586
+150,850
+851% +$11.1M
IUSG icon
19
iShares Core S&P US Growth ETF
IUSG
$33.7B
$12.5M 0.81%
119,419
+1,078
+0.9% +$106K
TSLA icon
20
Tesla
TSLA
$1.29T
$12.4M 0.81%
49,991
+335
+0.7% +$79.6K
QQQ icon
21
Invesco QQQ Trust
QQQ
$481B
$12.3M 0.8%
29,992
-18,891
-39% -$7.17M
DFAI
22
Dimensional International Core Equity Market ETF
DFAI
$18B
$12.1M 0.79%
423,428
-65,693
-13% -$1.75M
IUSB icon
23
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$12M 0.79%
79,197
+31,723
+67% +$1.4M
AGG icon
24
iShares Core US Aggregate Bond ETF
AGG
$138B
$11.9M 0.78%
120,237
+75,002
+166% +$7.14M
RSP icon
25
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$11.7M 0.76%
73,940
+9,485
+15% +$1.38M
1
2 3 4 5

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.