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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$62M 4.24%
467,171
+57,240
+14% +$6.88M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$32.8M 2.24%
+85,890
New +$30.5M
SPYM
3
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$31.2M 2.13%
709,121
+20,480
+3% +$854K
MSFT icon
4
Microsoft
MSFT
$3.66T
$30.9M 2.11%
138,770
+7,523
+6% +$1.62M
SLV icon
5
iShares Silver Trust
SLV
$31.8B
$26.6M 1.82%
1,051,671
+137,377
+15% +$3.12M
QQQ icon
6
Invesco QQQ Trust
QQQ
$481B
$25.5M 1.75%
79,442
+2,041
+3% +$599K
AMZN icon
7
Amazon
AMZN
$2.88T
$23.6M 1.61%
144,640
+26,900
+23% +$4.29M
GLD icon
8
SPDR Gold Trust
GLD
$144B
$23.4M 1.6%
131,301
-1,084
-0.8% -$191K
XLK icon
9
State Street Technology Select Sector SPDR ETF
XLK
$124B
$20.9M 1.43%
330,258
-44,494
-12% -$2.71M
SPIP icon
10
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$20.2M 1.38%
+643,946
New +$19.8M
XLY icon
11
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.4B
$17.7M 1.21%
220,544
+204,764
+1,298% +$15.8M
VTI icon
12
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$14.9M 1.02%
76,393
-17,879
-19% -$3.27M
VUG icon
13
Vanguard Morningstar Growth ETF
VUG
$229B
$14.6M 1%
355,500
+25,770
+8% +$1.03M
SPAB icon
14
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.93B
$14.2M 0.97%
450,034
+53,656
+14% +$1.65M
FIXD icon
15
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$13.6M 0.93%
248,753
+31,904
+15% +$1.76M
USMV icon
16
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$13.4M 0.91%
196,989
+7,233
+4% +$476K
XLI icon
17
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$13.1M 0.9%
151,396
+132,630
+707% +$11.2M
FVD icon
18
First Trust Value Line Dividend Fund
FVD
$8.36B
$13M 0.89%
370,107
+12,116
+3% +$410K
IEFA icon
19
iShares Core MSCI EAFE ETF
IEFA
$196B
$12.6M 0.86%
117,718
+3,292
+3% +$213K
TSLA icon
20
Tesla
TSLA
$1.29T
$12.1M 0.83%
51,375
+3,834
+8% +$654K
IVW icon
21
iShares S&P 500 Growth ETF
IVW
$77.3B
$12M 0.82%
181,732
-41,532
-19% -$2.52M
VTV icon
22
Vanguard Morningstar Value ETF
VTV
$193B
$11.6M 0.79%
96,918
+4,183
+5% +$470K
IVE icon
23
iShares S&P 500 Value ETF
IVE
$50B
$11.5M 0.79%
89,951
+754
+0.8% +$91.2K
FDN icon
24
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$10.7M 0.73%
51,273
+16,713
+48% +$3.38M
FTCS icon
25
First Trust Capital Strength ETF
FTCS
$7.97B
$10.5M 0.72%
155,522
+12,792
+9% +$836K
1
2 3 4 5

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.