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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$43.8M 3.61%
317,506
-72,094
-19% -$11.3M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$35.3M 2.92%
+96,986
New +$38.5M
MSFT icon
3
Microsoft
MSFT
$3.66T
$26M 2.15%
113,288
-21,214
-16% -$5.6M
FVD icon
4
First Trust Value Line Dividend Fund
FVD
$8.36B
$19.4M 1.6%
541,442
+8,199
+2% +$324K
VTV icon
5
CALL
Vanguard Morningstar Value ETF
VTV
$193B
$16.4M 1.35%
+132,624
New +$17.9M
VUG icon
6
Vanguard Morningstar Growth ETF
VUG
$229B
$15.5M 1.28%
433,746
-8,550
-2% -$344K
FTCS icon
7
First Trust Capital Strength ETF
FTCS
$7.97B
$15.3M 1.26%
229,646
+22,301
+11% +$1.6M
VTI icon
8
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$13.8M 1.14%
77,735
-10,423
-12% -$2.08M
GLD icon
9
SPDR Gold Trust
GLD
$144B
$13.8M 1.13%
88,889
-65,410
-42% -$10.5M
RSP icon
10
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$13.4M 1.11%
105,561
+65,054
+161% +$9.18M
AMZN icon
11
Amazon
AMZN
$2.88T
$12.6M 1.04%
113,008
-17,834
-14% -$2.25M
QQQ icon
12
Invesco QQQ Trust
QQQ
$481B
$12.2M 1%
45,395
+6,529
+17% +$1.97M
PAYX icon
13
Paychex
PAYX
$42.8B
$11M 0.91%
79,759
+72,221
+958% +$8.95M
SPAB icon
14
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.93B
$10.9M 0.9%
435,025
+182,366
+72% +$4.78M
IVE icon
15
iShares S&P 500 Value ETF
IVE
$50B
$10.4M 0.86%
81,108
-3,092
-4% -$438K
BND icon
16
Vanguard Total Bond Market
BND
$161B
$10.2M 0.84%
143,082
-7,897
-5% -$591K
TSLA icon
17
Tesla
TSLA
$1.29T
$9.99M 0.82%
52,916
+16,871
+47% +$4.71M
IJH icon
18
iShares Core S&P Mid-Cap ETF
IJH
$128B
$9.97M 0.82%
227,955
+69,165
+44% +$3.34M
IVW icon
19
iShares S&P 500 Growth ETF
IVW
$77.3B
$9.54M 0.79%
164,858
-87,881
-35% -$5.71M
IEFA icon
20
iShares Core MSCI EAFE ETF
IEFA
$196B
$9.29M 0.77%
176,424
+30,018
+21% +$1.77M
XLE icon
21
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$8.98M 0.74%
249,460
-51,366
-17% -$1.94M
SPLV icon
22
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$8.78M 0.72%
152,038
+22,022
+17% +$1.39M
RDVY icon
23
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$8.7M 0.72%
223,777
-12,291
-5% -$528K
MINT icon
24
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$8.63M 0.71%
87,322
+81,239
+1,336% +$8.05M
FIXD icon
25
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$8.61M 0.71%
211,317
+47,491
+29% +$2.19M
1
2 3 4 5

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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.