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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$904B
$34.9M 4.35%
122,779
+15,698
+15% +$4.29M
QQQ icon
2
Invesco QQQ Trust
QQQ
$481B
$22.9M 2.85%
127,589
+10,192
+9% +$1.73M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$20.2M 2.51%
71,402
-14,133
-17% -$3.84M
VLUE icon
4
iShares MSCI USA Value Factor ETF
VLUE
$9.59B
$17.4M 2.16%
217,289
+23,624
+12% +$1.87M
AAPL icon
5
Apple
AAPL
$4.41T
$16.4M 2.04%
345,660
-3,520
-1% -$149K
USMV icon
6
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$15.4M 1.91%
261,814
-2,607
-1% -$146K
BND icon
7
Vanguard Total Bond Market
BND
$161B
$14M 1.74%
172,131
-28,772
-14% -$2.3M
GMOM icon
8
Cambria Global Momentum ETF
GMOM
$72.5M
$12.6M 1.57%
501,956
-40,576
-7% -$1.01M
MSFT icon
9
Microsoft
MSFT
$3.66T
$11.7M 1.46%
99,604
-3,703
-4% -$404K
AMZN icon
10
Amazon
AMZN
$2.88T
$11.3M 1.41%
127,040
-1,000
-0.8% -$83.2K
GLD icon
11
SPDR Gold Trust
GLD
$144B
$10.5M 1.31%
86,407
+27,433
+47% +$3.38M
SCHX icon
12
Schwab US Large- Cap ETF
SCHX
$74.5B
$10.5M 1.31%
931,260
+23,064
+3% +$250K
VTI icon
13
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$9.91M 1.23%
68,469
-41,638
-38% -$5.81M
IVE icon
14
iShares S&P 500 Value ETF
IVE
$50B
$9.58M 1.19%
84,971
+2,198
+3% +$241K
GBIL icon
15
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$9.54M 1.19%
95,153
+880
+0.9% +$88.1K
IVW icon
16
iShares S&P 500 Growth ETF
IVW
$77.3B
$8.87M 1.1%
205,836
-73,148
-26% -$3M
BA icon
17
Boeing
BA
$183B
$7.73M 0.96%
20,268
+2,937
+17% +$1.13M
FNY icon
18
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$7.67M 0.95%
177,591
+1,281
+0.7% +$53.1K
VOO icon
19
Vanguard S&P 500 ETF
VOO
$1.03T
$7.48M 0.93%
28,820
+462
+2% +$115K
VWO icon
20
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$6.6M 0.82%
155,330
-11,014
-7% -$454K
AAVM
21
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
$6.27M 0.78%
253,212
-10,311
-4% -$256K
TLT icon
22
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$6.18M 0.77%
48,907
+23,784
+95% +$2.89M
MGK icon
23
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.7B
$6.14M 0.76%
246,860
-1,775
-0.7% -$41.7K
VUG icon
24
Vanguard Morningstar Growth ETF
VUG
$229B
$5.99M 0.74%
229,722
+19,212
+9% +$474K
RSP icon
25
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$5.99M 0.74%
57,323
+935
+2% +$94.3K
1
2 3 4 5

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.