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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$863M
AUM Growth
+$58.6M
Cap. Flow
+$33.6M
Cap. Flow %
3.9%
Top 10 Hldgs %
23.61%
Holding
493
New
36
Increased
214
Reduced
190
Closed
26

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.9M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.37M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.44M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.15M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$16.5M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$6.14M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.12M
4
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$3.31M
5
GMOM icon
Cambria Global Momentum ETF
GMOM
+$3.3M

Sector Composition

Rank Sector Weight
1 Technology 5.84%
2 Consumer Discretionary 3.67%
3 Industrials 2.48%
4 Communication Services 2.46%
5 Financials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$904B
$38.7M 4.48%
131,162
+8,383
+7% +$2.43M
VTI icon
2
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$27.5M 3.19%
183,404
+114,935
+168% +$16.9M
QQQ icon
3
Invesco QQQ Trust
QQQ
$481B
$27.1M 3.14%
145,086
+17,497
+14% +$3.22M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$23.6M 2.74%
77,078
+5,676
+8% +$1.63M
USMV icon
5
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$17.3M 2%
279,952
+18,138
+7% +$1.09M
AAPL icon
6
Apple
AAPL
$4.41T
$17.1M 1.99%
345,964
+304
+0.1% +$14.8K
RSP icon
7
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$15.2M 1.77%
141,346
+84,023
+147% +$8.9M
MSFT icon
8
Microsoft
MSFT
$3.66T
$13.7M 1.59%
102,500
+2,896
+3% +$368K
AMZN icon
9
Amazon
AMZN
$2.88T
$11.7M 1.36%
124,060
-2,980
-2% -$278K
BND icon
10
Vanguard Total Bond Market
BND
$161B
$11.7M 1.35%
140,324
-31,807
-18% -$2.59M
SCHX icon
11
Schwab US Large- Cap ETF
SCHX
$74.5B
$11.2M 1.3%
960,012
+28,752
+3% +$330K
FTSM icon
12
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$11.2M 1.29%
185,928
+123,867
+200% +$7.44M
SCHO icon
13
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$11.1M 1.29%
438,418
+333,350
+317% +$8.37M
GBIL icon
14
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$10.8M 1.25%
107,114
+11,961
+13% +$1.2M
GLD icon
15
SPDR Gold Trust
GLD
$144B
$9.67M 1.12%
72,615
-13,792
-16% -$1.7M
GMOM icon
16
Cambria Global Momentum ETF
GMOM
$72.5M
$9.31M 1.08%
370,130
-131,826
-26% -$3.3M
IVE icon
17
iShares S&P 500 Value ETF
IVE
$50B
$8.7M 1.01%
74,610
-10,361
-12% -$1.19M
FNY icon
18
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$8.13M 0.94%
179,673
+2,082
+1% +$92.1K
VOO icon
19
Vanguard S&P 500 ETF
VOO
$1.03T
$8.08M 0.94%
30,027
+1,207
+4% +$319K
IVW icon
20
iShares S&P 500 Growth ETF
IVW
$77.3B
$7.95M 0.92%
177,332
-28,504
-14% -$1.25M
FVD icon
21
First Trust Value Line Dividend Fund
FVD
$8.36B
$7.86M 0.91%
233,080
+73,406
+46% +$2.43M
BA icon
22
Boeing
BA
$183B
$7.55M 0.88%
20,738
+470
+2% +$171K
VGSH icon
23
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$6.96M 0.81%
114,182
+20,874
+22% +$1.26M
VUG icon
24
Vanguard Morningstar Growth ETF
VUG
$229B
$6.55M 0.76%
240,564
+10,842
+5% +$290K
VWO icon
25
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$6.25M 0.72%
146,992
-8,338
-5% -$351K
1
2 3 4 5

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WAM
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CWM
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Financial Advocates Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, Financial Advocates Investment Management held 493 positions worth $863M, up 7.3% from $804M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management deployed $33.6M of net new capital in Q2 2019, opening 36 new positions and adding to 214 existing holdings. Its largest new stake was Schwab US REIT ETF: 129,620 shares worth $2.88M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Value Factor ETF, an estimated $16.5M trimmed.

  • Financial Advocates Investment Management's largest Q2 2019 buy was Schwab US REIT ETF: 129,620 shares worth $2.88M.
  • Financial Advocates Investment Management added most to Vanguard Morningstar Total Stock Market ETF in Q2 2019, an estimated $16.9M increase.
  • Financial Advocates Investment Management's biggest Q2 2019 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $16.5M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Mega Cap Growth ETF in Q2 2019, selling an estimated $6.14M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $863M portfolio in Q2 2019.
  • Financial Advocates Investment Management opened 36 new positions and closed 26 in Q2 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.3% quarter-over-quarter to $863M.

Based on Financial Advocates Investment Management's 13F filing for Q2 2019, filed 8 Aug 2019.