FAIM
FTSM icon

Financial Advocates Investment Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Financial Advocates Investment Management’s Portfolio FTSM Stock Details FTSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-44,668
Closed -$2.67M – 254
2025
Q2 		$2.67M Sell
44,668
-18,116
-29% -$1.09M 0.22% 103
2025
Q1 		$3.76M Buy
62,784
+3,529
+6% +$211K 0.26% 88
2024
Q4 		$3.54M Buy
59,255
+8,295
+16% +$497K 0.2% 111
2024
Q3 		$3.05M Buy
50,960
+18,444
+57% +$1.1M 0.17% 127
2024
Q2 		$1.94M Sell
32,516
-37,233
-53% -$2.22M 0.12% 174
2024
Q1 		$4.11M Buy
69,749
+7,937
+13% +$474K 0.24% 98
2023
Q4 		$3.66M Sell
61,812
-8,255
-12% -$492K 0.24% 102
2023
Q3 		$4.03M Sell
70,067
-3,202
-4% -$191K 0.29% 87
2023
Q2 		$4.35M Buy
73,269
+2,066
+3% +$123K 0.31% 81
2023
Q1 		$4.24M Buy
71,203
+13,961
+24% +$832K 0.3% 78
2022
Q4 		$3.4M Buy
57,242
+3,461
+6% +$206K 0.25% 96
2022
Q3 		$3.19M Sell
53,781
-21,396
-28% -$1.27M 0.26% 102
2022
Q2 		$4.46M Buy
75,177
+12,642
+20% +$752K 0.36% 72
2022
Q1 		$3.72M Sell
62,535
-19,345
-24% -$1.15M 0.25% 102
2021
Q4 		$4.98M Sell
81,880
-10,550
-11% -$632K 0.31% 74
2021
Q3 		$5.54M Buy
92,430
+7,919
+9% +$475K 0.37% 55
2021
Q2 		$5.07M Sell
84,511
-40,375
-32% -$2.42M 0.34% 61
2021
Q1 		$7.49M Buy
124,886
+1,619
+1% +$97.2K 0.53% 32
2020
Q4 		$7.41M Buy
123,267
+23,832
+24% +$1.43M 0.51% 40
2020
Q3 		$5.97M Buy
99,435
+14,725
+17% +$885K 0.51% 40
2020
Q2 		$5.08M Buy
84,710
+31,144
+58% +$1.86M 0.48% 40
2020
Q1 		$3.16M Buy
53,566
+20,192
+61% +$1.21M 0.45% 55
2019
Q4 		$2M Sell
33,374
-202,791
-86% -$12.2M 0.21% 114
2019
Q3 		$14.2M Buy
236,165
+50,237
+27% +$3.02M 1.62% 8
2019
Q2 		$11.2M Buy
185,928
+123,867
+200% +$7.44M 1.29% 12
2019
Q1 		$3.72M Sell
62,061
-2,232
-3% -$134K 0.46% 53
2018
Q4 		$3.85M Buy
64,293
+29,679
+86% +$1.78M 0.53% 49
2018
Q3 		$2.08M Sell
34,614
-1,550
-4% -$93K 0.23% 105
2018
Q2 		$2.17M Buy
36,164
+29,802
+468% +$1.79M 0.26% 92
2018
Q1 		$381K Sell
6,362
-620
-9% -$37.2K 0.05% 311
2017
Q4 		$419K Buy
+6,982
New +$419K 0.06% 284

Other funds holding FTSM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CAG
Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Financial Advocates Investment Management's FTSM Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q3 2025, closing a stake of 44,668 shares — an estimated $2.67M sold.

Financial Advocates Investment Management first reported a position in FTSM in Q4 2017 and held it in 31 quarters. The position peaked at $14.2M in Q3 2019. 400 funds tracked by Wall St. Rank hold FTSM as of Q3 2025.

  • Financial Advocates Investment Management reported no remaining First Trust Enhanced Short Maturity ETF position as of Q3 2025 after selling out during the quarter.
  • Financial Advocates Investment Management sold 44,668 First Trust Enhanced Short Maturity ETF shares in Q3 2025, an estimated $2.67M.
  • Financial Advocates Investment Management first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2017 and held it in 31 quarters.
  • Financial Advocates Investment Management's First Trust Enhanced Short Maturity ETF position peaked at $14.2M in Q3 2019.
  • 400 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.