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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$54.5M 3.86%
446,141
-21,030
-5% -$2.7M
MSFT icon
2
Microsoft
MSFT
$3.66T
$32.9M 2.33%
139,629
+859
+0.6% +$199K
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$32.4M 2.3%
+79,394
New +$30.6M
SPYM
4
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$27.4M 1.95%
588,819
-120,302
-17% -$5.46M
QQQ icon
5
Invesco QQQ Trust
QQQ
$481B
$25.6M 1.81%
83,321
+3,879
+5% +$1.24M
AMZN icon
6
Amazon
AMZN
$2.88T
$21M 1.49%
145,060
+420
+0.3% +$66.6K
VTI icon
7
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$19.9M 1.41%
96,519
+20,126
+26% +$4.07M
SLV icon
8
iShares Silver Trust
SLV
$31.8B
$19.5M 1.38%
848,273
-203,398
-19% -$4.95M
GLD icon
9
SPDR Gold Trust
GLD
$144B
$18.3M 1.3%
114,455
-16,846
-13% -$2.83M
USMV icon
10
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$15M 1.06%
216,634
+19,645
+10% +$1.33M
FVD icon
11
First Trust Value Line Dividend Fund
FVD
$8.36B
$15M 1.06%
393,745
+23,638
+6% +$855K
VUG icon
12
Vanguard Morningstar Growth ETF
VUG
$229B
$14.4M 1.02%
336,444
-19,056
-5% -$815K
FIXD icon
13
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$13.8M 0.98%
261,097
+12,344
+5% +$664K
IVW icon
14
iShares S&P 500 Growth ETF
IVW
$77.3B
$13.8M 0.97%
211,219
+29,487
+16% +$1.91M
BND icon
15
Vanguard Total Bond Market
BND
$161B
$12.8M 0.91%
151,157
+33,810
+29% +$2.92M
VTV icon
16
Vanguard Morningstar Value ETF
VTV
$193B
$12.8M 0.91%
97,256
+338
+0.3% +$42.4K
IVE icon
17
iShares S&P 500 Value ETF
IVE
$50B
$12.6M 0.89%
89,309
-642
-0.7% -$86.4K
FTCS icon
18
First Trust Capital Strength ETF
FTCS
$7.97B
$12.2M 0.87%
161,600
+6,078
+4% +$413K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$904B
$12.2M 0.87%
30,683
+10,123
+49% +$3.92M
BA icon
20
Boeing
BA
$183B
$11.3M 0.8%
44,172
-785
-2% -$174K
SPAB icon
21
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.93B
$11.1M 0.79%
375,078
-74,956
-17% -$2.26M
TSLA icon
22
PUT
Tesla
TSLA
$1.29T
$10.5M 0.74%
+105,429
New +$26.5M
BSV icon
23
Vanguard Short-Term Bond ETF
BSV
$45.6B
$10.1M 0.71%
122,631
+27,900
+29% +$2.3M
FDN icon
24
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$9.82M 0.7%
58,074
+6,801
+13% +$1.51M
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$9.54M 0.68%
148,287
+9,992
+7% +$657K
1
2 3 4 5

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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.