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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$47.5M 4.05%
409,931
+22,603
+6% +$2.47M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$28.1M 2.4%
84,032
+1,536
+2% +$509K
MSFT icon
3
Microsoft
MSFT
$3.66T
$27.6M 2.36%
131,247
+10,831
+9% +$2.27M
SPYM
4
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$27.1M 2.31%
688,641
+646,708
+1,542% +$25.2M
SCHZ icon
5
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$25.4M 2.17%
905,710
+385,876
+74% +$10.9M
GLD icon
6
SPDR Gold Trust
GLD
$144B
$23.5M 2%
+132,385
New +$23.8M
XLK icon
7
State Street Technology Select Sector SPDR ETF
XLK
$124B
$21.9M 1.87%
374,752
+117,136
+45% +$6.62M
QQQ icon
8
Invesco QQQ Trust
QQQ
$481B
$21.5M 1.84%
+77,401
New +$21M
SLV icon
9
iShares Silver Trust
SLV
$31.8B
$20.3M 1.73%
914,294
+68,221
+8% +$1.55M
AMZN icon
10
Amazon
AMZN
$2.88T
$18.5M 1.58%
+117,740
New +$18.6M
VGSH icon
11
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$18.5M 1.58%
297,442
-14,842
-5% -$922K
SCHO icon
12
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$16.9M 1.44%
654,502
-11,190
-2% -$288K
VTI icon
13
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$16.1M 1.37%
94,272
+29,924
+47% +$5.03M
IVW icon
14
iShares S&P 500 Growth ETF
IVW
$77.3B
$12.9M 1.1%
223,264
+74,080
+50% +$4.19M
XLP icon
15
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$12.7M 1.08%
197,559
+84,206
+74% +$5.32M
VUG icon
16
Vanguard Morningstar Growth ETF
VUG
$229B
$12.5M 1.07%
329,730
+30,870
+10% +$1.14M
SPAB icon
17
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.93B
$12.2M 1.04%
396,378
+202,788
+105% +$6.28M
USMV icon
18
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$12.1M 1.03%
189,756
+27,155
+17% +$1.72M
FIXD icon
19
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$11.9M 1.02%
216,849
+41,236
+23% +$2.28M
BND icon
20
Vanguard Total Bond Market
BND
$161B
$11.5M 0.98%
130,786
+42,710
+48% +$3.79M
FVD icon
21
First Trust Value Line Dividend Fund
FVD
$8.36B
$11.3M 0.96%
357,991
+8,773
+3% +$278K
IVV icon
22
iShares Core S&P 500 ETF
IVV
$904B
$11.1M 0.95%
33,086
-19,786
-37% -$6.58M
IVE icon
23
iShares S&P 500 Value ETF
IVE
$50B
$10M 0.86%
89,197
+22,548
+34% +$2.56M
VTV icon
24
Vanguard Morningstar Value ETF
VTV
$193B
$9.69M 0.83%
92,735
+5,894
+7% +$618K
FTCS icon
25
First Trust Capital Strength ETF
FTCS
$7.97B
$9.03M 0.77%
142,730
-1,440
-1% -$90K
1
2 3 4 5

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.