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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
(+7.2%)
Cap. Flow
-$327K
Cap. Flow
% of AUM
-0.03%
Top 10 Holdings %
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Value ETF
IVE
|
+$3.59M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$3.25M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$2.58M |
| 4 |
Advanced Micro Devices
AMD
|
+$2.46M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$2.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$21M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$12.2M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$8.98M |
| 4 |
First Trust Mid Cap Growth AlphaDEX Fund
FNY
|
+$8.41M |
| 5 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$6.12M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.61% |
| 2 | Consumer Discretionary | 3.62% |
| 3 | Healthcare | 2.73% |
| 4 | Financials | 2.61% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$904B
| $41.9M | 4.46% |
129,541
+2,716
| +2% | +$841K |
|
2
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
| $32M | 3.41% |
195,796
+9,389
| +5% | +$1.47M |
|
3
Apple
AAPL
$4.41T
| $28.6M | 3.05% |
389,644
-5,960
| -2% | -$383K |
|
|
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
| $23.3M | 2.48% |
70,668
+70,032
| +11,011% | +$21.6M |
|
5
Invesco QQQ Trust
QQQ
$481B
| $21.8M | 2.32% |
102,275
-19,932
| -16% | -$3.99M |
|
6
Microsoft
MSFT
$3.66T
| $16.8M | 1.79% |
106,595
-392
| -0.4% | -$57.6K |
|
7
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $13.3M | 1.42% |
203,445
-25,010
| -11% | -$1.61M |
|
8
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
| $13.1M | 1.4% |
520,058
-20,720
| -4% | -$524K |
|
|
9
iShares S&P 500 Value ETF
IVE
$50B
| $13M | 1.39% |
100,067
+28,883
| +41% | +$3.59M |
|
10
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
| $12.5M | 1.33% |
107,723
+4,128
| +4% | +$459K |
|
11
SPDR Gold Trust
GLD
$144B
| $11.3M | 1.21% |
79,142
+5,873
| +8% | +$821K |
|
12
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
| $10.5M | 1.12% |
105,025
-8,685
| -8% | -$871K |
|
13
First Trust Value Line Dividend Fund
FVD
$8.36B
| $9.85M | 1.05% |
273,485
+14,474
| +6% | +$510K |
|
14
Vanguard Total Bond Market
BND
$161B
| $9.63M | 1.03% |
114,874
+6,394
| +6% | +$538K |
|
15
Amazon
AMZN
$2.88T
| $9.27M | 0.99% |
100,020
-25,140
| -20% | -$2.23M |
|
16
iShares S&P 500 Growth ETF
IVW
$77.3B
| $8.83M | 0.94% |
182,316
+2,340
| +1% | +$108K |
|
17
Vanguard Morningstar Growth ETF
VUG
$229B
| $8.62M | 0.92% |
283,794
+27,978
| +11% | +$808K |
|
|
18
iShares Core MSCI EAFE ETF
IEFA
$196B
| $7.96M | 0.85% |
122,048
+37,624
| +45% | +$2.39M |
|
19
Vanguard Morningstar Value ETF
VTV
$193B
| $7.86M | 0.84% |
65,610
+14,753
| +29% | +$1.7M |
|
20
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
| $7.84M | 0.83% |
128,861
-6,081
| -5% | -$370K |
|
21
Vanguard S&P 500 ETF
VOO
$1.03T
| $7.77M | 0.83% |
26,256
-645
| -2% | -$182K |
|
22
Nike
NKE
$60.1B
| $7.54M | 0.8% |
74,407
+565
| +0.8% | +$53.3K |
|
23
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| $7.23M | 0.77% |
67,172
+10,632
| +19% | +$1.12M |
|
24
Schwab US Large- Cap ETF
SCHX
$74.5B
| $7.04M | 0.75% |
550,248
+29,790
| +6% | +$365K |
|
25
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
| $6.85M | 0.73% |
127,461
+23,344
| +22% | +$1.2M |
|
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review
As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.
By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
- Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
- Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
- Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
- Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
- Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
- Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.
Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.