Financial Advocates Investment Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Financial Advocates Investment Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-3,354	Closed	-$276K	–	247
2025 Q2	$276K	Buy	3,354 +32	+1%	+$2.46K	0.02%	518
2025 Q1	$249K	Sell	3,322 -241	-7%	-$19.4K	0.02%	612
2024 Q4	$285K	Buy	3,563 +191	+6%	+$15.8K	0.02%	607
2024 Q3	$269K	Sell	3,372 -73	-2%	-$5.53K	0.02%	635
2024 Q2	$254K	Sell	3,445 -21	-0.6%	-$1.53K	0.02%	618
2024 Q1	$262K	Buy	3,466 +152	+5%	+$10.6K	0.02%	636
2023 Q4	$226K	Sell	3,314 -169	-5%	-$10.4K	0.01%	656
2023 Q3	$211K	Sell	3,483 -167	-5%	-$10.7K	0.02%	642
2023 Q2	$236K	Sell	3,650 -168	-4%	-$10.1K	0.02%	592
2023 Q1	$227K	Sell	3,818 -304	-7%	-$18.1K	0.02%	644
2022 Q4	$232K	Sell	4,122 -934	-18%	-$54.1K	0.02%	631
2022 Q3	$271K	Sell	5,056 -459	-8%	-$27K	0.02%	582
2022 Q2	$301K	Sell	5,515 -511	-8%	-$31K	0.02%	505
2022 Q1	$402K	Sell	6,026 -301	-5%	-$19.9K	0.03%	501
2021 Q4	$469K	Sell	6,327 -1,680	-21%	-$125K	0.03%	502
2021 Q3	$576K	Sell	8,007 -192	-2%	-$14.2K	0.04%	450
2021 Q2	$618K	Sell	8,199 -900	-10%	-$63.1K	0.04%	433
2021 Q1	$597K	Sell	9,099 -1,332	-13%	-$92.7K	0.04%	439
2020 Q4	$676K	Sell	10,431 -543	-5%	-$32.3K	0.05%	383
2020 Q3	$587K	Sell	10,974 -17,120	-61%	-$881K	0.05%	344
2020 Q2	$1.34M	Buy	28,094 +2,844	+11%	+$124K	0.13%	195
2020 Q1	$933K	Buy	+25,250	New	+$1.14M	0.13%	188
2019 Q4	–	Sell	-187,903	Closed	-$8.41M	–	520
2019 Q3	$8.41M	Buy	187,903 +8,230	+5%	+$378K	0.96%	18
2019 Q2	$8.13M	Buy	179,673 +2,082	+1%	+$92.1K	0.94%	18
2019 Q1	$7.67M	Buy	177,591 +1,281	+0.7%	+$53.1K	0.95%	18
2018 Q4	$6.39M	Buy	176,310 +8,713	+5%	+$349K	0.87%	20
2018 Q3	$7.76M	Buy	167,597 +949	+0.6%	+$43.1K	0.87%	21
2018 Q2	$7.24M	Buy	166,648 +914	+0.6%	+$38.8K	0.88%	22
2018 Q1	$6.75M	Sell	165,734 -3,098	-2%	-$127K	0.88%	26
2017 Q4	$6.62M	Buy	+168,832	New	+$6.46M	0.9%	24

Other funds holding FNY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Financial Advocates Investment Management's FNY Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q3 2025, closing a stake of 3,354 shares — an estimated $276K sold.

Financial Advocates Investment Management first reported a position in FNY in Q4 2017 and held it in 30 quarters. The position peaked at $8.41M in Q3 2019. 107 funds tracked by Wall St. Rank hold FNY as of Q3 2025.

Financial Advocates Investment Management reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
Financial Advocates Investment Management sold 3,354 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2025, an estimated $276K.
Financial Advocates Investment Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2017 and held it in 30 quarters.
Financial Advocates Investment Management's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $8.41M in Q3 2019.
107 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.