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First Trust Mid Cap Growth AlphaDEX Fund

96 hedge funds and large institutions have $299M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 23 increasing their positions, 47 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

0.48% less ownership

Funds ownership: 67.66%67.18% (-0.48%)

6% less capital invested

Capital invested by funds: $318M → $299M (-$18.4M)

9% less funds holding

Funds holding: 10596 (-9)

37% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 19

51% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 47

Holders
96
Holders Change
-9
Holders Change %
-8.57%
% of All Funds
1.67%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
12
Increased
23
Reduced
47
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$40.3M -$4.22M -60,101 -10%
LPL Financial
2
LPL Financial
California
$40M -$833K -11,870 -2%
Morgan Stanley
3
Morgan Stanley
New York
$30.6M -$8.95M -127,552 -24%
UBS Group
4
UBS Group
Switzerland
$29.8M -$1.86M -26,486 -6%
JAWM
5
J. Arnold Wealth Management
Ohio
$17.4M +$722K +10,290 +5%
SL
6
Savior LLC
Massachusetts
$11.1M +$46.6K +664 +0.5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$9.62M -$701K -9,992 -7%
AOG
8
Alpha Omega Group
Virginia
$7.36M -$6.53M -93,108 -49%
SAM
9
Synergy Asset Management
Washington
$6.3M +$5.87M +83,613 New
RJA
10
Raymond James & Associates
Florida
$6.25M -$311K -4,426 -5%
CAG
11
Csenge Advisory Group
Florida
$5.72M -$2.1K -30 -0%
Osaic Holdings
12
Osaic Holdings
Arizona
$5M -$1.68M -23,983 -27%
SMF
13
Sterling Manor Financial
New York
$4.82M +$4.49M +64,015 New
VRM
14
Vectors Research Management
New York
$4.54M +$897K +12,789 +27%
HC
15
HNP Capital
New York
$4.54M +$1.09M +15,521 +35%
FHC
16
First Heartland Consultants
Missouri
$4.46M -$2.74M -39,078 -40%
PAG
17
Private Advisor Group
New Jersey
$4.26M -$69.3K -988 -2%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$3.85M +$85.9K +1,224 +2%
KAS
19
Kestra Advisory Services
Texas
$3.59M -$325K -4,626 -9%
KIA
20
KCM Investment Advisors
California
$3.31M -$99.6K -1,420 -3%
SWP
21
Stratos Wealth Partners
Ohio
$3.15M -$88.5K -1,262 -3%
PWM
22
Purus Wealth Management
California
$3.04M +$54.7K +779 +2%
KWM
23
Kingsview Wealth Management
Oregon
$3.03M +$724K +10,323 +35%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.97M +$173K +2,464 +7%
GIA
25
Gladstone Institutional Advisory
Florida
$2.8M -$73.7K -1,051 -3%

FNY Hedge Fund Activity: Q2 2021 in Review

96 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2021, worth a combined $299M — down 5.8% from $318M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FNY and 12 opened new positions — a net loss of 7 holders — while 47 trimmed existing stakes and 23 added.

The largest buyer was WealthShield Partners, adding an estimated $11.4M. The largest seller was Morgan Stanley, cutting an estimated $8.95M.

  • 96 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2021, down from 105 in Q1 2021.
  • Funds reported $299M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2021, down 5.8% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2021 and 19 closed out, a net change of -7 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2021 was WealthShield Partners, an estimated $11.4M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2021 was Morgan Stanley, an estimated $8.95M sold.

Based on aggregated 13F filings for Q2 2021.