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First Trust Mid Cap Growth AlphaDEX Fund

82 hedge funds and large institutions have $165M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 30 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding

Funds holding: 8282 (0)

1% less capital invested

Capital invested by funds: $167M → $165M (-$2.13M)

1.82% less ownership

Funds ownership: 63.64%61.82% (-1.8%)

17% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 30

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
82
Holders Change
Holders Change %
0%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
25
Reduced
30
Closed
7
Calls
$219K
Puts
Net Calls
+$219K
Net Calls Change
-$14K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$32.7M +$1.8M +28,227 +6%
UBS Group
2
UBS Group
Switzerland
$18.6M -$82K -1,285 -0.4%
Morgan Stanley
3
Morgan Stanley
New York
$17.1M +$1.52M +23,752 +9%
Wells Fargo
4
Wells Fargo
California
$16.5M +$1.46M +22,836 +9%
NA
5
NewEdge Advisors
Louisiana
$9.32M +$2.11K +33 +0%
Osaic Holdings
6
Osaic Holdings
Arizona
$7.5M +$3.7M +58,017 +89%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$4.99M -$325K -5,089 -6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.33M -$14.5K -227 -0.3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$3.32M +$84.4K +1,323 +2%
Goldman Sachs
10
Goldman Sachs
New York
$3.04M
RJA
11
Raymond James & Associates
Florida
$2.83M +$233K +3,650 +9%
PAG
12
Private Advisor Group
New Jersey
$2.75M +$133K +2,080 +5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.49M -$19.8K -311 -0.8%
KIA
14
KCM Investment Advisors
California
$2.4M
WMP
15
Wealth Management Partners
Arizona
$2.29M +$2.4M +37,645 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.08M -$692K -10,842 -24%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.06M +$1.63M +25,486 +303%
Stifel Financial
18
Stifel Financial
Missouri
$1.91M -$165K -2,588 -8%
KWM
19
Kingsview Wealth Management
Oregon
$1.87M -$2.31M -36,214 -54%
Citadel Advisors
20
Citadel Advisors
Florida
$1.78M +$1.15M +18,094 +160%
KAS
21
Kestra Advisory Services
Texas
$1.66M +$68.2K +1,069 +4%
AWS
22
Atria Wealth Solutions
New York
$1.51M +$63.2K +991 +4%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.35M +$468K +7,331 +49%
MML Investors Services
24
MML Investors Services
Massachusetts
$1.28M -$587K -9,197 -30%
MIM
25
MTM Investment Management
South Carolina
$1.13M

FNY Hedge Fund Activity: Q3 2023 in Review

82 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2023, worth a combined $165M — down 1.3% from $167M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FNY positions and 7 closed out — a net gain of 1 holder — while 25 added to existing stakes and 30 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $3.7M. The largest seller was Kingsview Wealth Management, cutting an estimated $2.31M.

  • 82 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $165M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2023, down 1.3% quarter-over-quarter.
  • 8 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2023 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2023 was Osaic Holdings, an estimated $3.7M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2023 was Kingsview Wealth Management, an estimated $2.31M sold.

Based on aggregated 13F filings for Q3 2023.