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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

81 hedge funds and large institutions have $165M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 30 reducing their positions, and 7 closing their positions.

Holders
81
Holders Change
–
Holders Change %
0%
% of All Funds
1.29%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
25
Reduced
30
Closed
7
Calls
$219K
Puts
–
Net Calls
+$219K
Net Calls Change
-$14K

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$7.5M
2
WMP
2
Wealth Management Partners
Arizona
$2.29M
3
LPL Financial
3
LPL Financial
California
$32.7M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$2.06M
5
Morgan Stanley
5
Morgan Stanley
New York
$17.1M

Top Sellers

1
KWM
1
Kingsview Wealth Management
Oregon
$1.87M
2
BBA
2
Braun-Bostich & Associates
Pennsylvania
$0
3
WEG
3
World Equity Group
Illinois
$0
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$676K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$32.7M 537,997 +28,227 +6%
UBS Group
2
UBS Group
Switzerland
$18.6M 306,126 -1,285 -0.4%
Morgan Stanley
3
Morgan Stanley
New York
$17.1M 281,746 +23,752 +9%
Wells Fargo
4
Wells Fargo
California
$16.5M 272,188 +22,836 +9%
NA
5
NewEdge Advisors
Louisiana
$9.32M 153,494 +33 +0%
Osaic Holdings
6
Osaic Holdings
Arizona
$7.5M 123,528 +58,017 +89%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$4.99M 82,217 -5,089 -6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.33M 71,339 -227 -0.3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$3.32M 54,652 +1,323 +2%
Goldman Sachs
10
Goldman Sachs
New York
$3.04M 50,000 – –
RJA
11
Raymond James & Associates
Florida
$2.83M 46,572 +3,650 +9%
PAG
12
Private Advisor Group
New Jersey
$2.75M 45,278 +2,080 +5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.49M 41,072 -311 -0.8%
KIA
14
KCM Investment Advisors
California
$2.4M 39,618 – –
WMP
15
Wealth Management Partners
Arizona
$2.29M 37,645 +37,645 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.09M 34,350 -10,842 -24%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.06M 33,911 +25,486 +303%
Stifel Financial
18
Stifel Financial
Missouri
$1.91M 31,427 -2,588 -8%
KWM
19
Kingsview Wealth Management
Oregon
$1.87M 30,775 -36,214 -54%
Citadel Advisors
20
Citadel Advisors
Florida
$1.78M 29,396 +18,094 +160%
KAS
21
Kestra Advisory Services
Texas
$1.66M 27,306 +1,069 +4%
AWS
22
Atria Wealth Solutions
New York
$1.51M 24,893 +991 +4%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.35M 22,238 +7,331 +49%
MML Investors Services
24
MML Investors Services
Massachusetts
$1.28M 21,029 -9,197 -30%
MIM
25
MTM Investment Management
South Carolina
$1.13M 18,580 – –
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