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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

97 hedge funds and large institutions have $309M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 34 reducing their positions, and 11 closing their positions.

Holders
97
Holders Change
+2
Holders Change %
+2.11%
% of All Funds
1.7%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
14
Increased
34
Reduced
34
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$45.5M
2
BFEC
2
Benjamin F. Edwards & Company
Missouri
$7.35M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$6.01M
4
Morgan Stanley
4
Morgan Stanley
New York
$33.7M
5
LPL Financial
5
LPL Financial
California
$41.2M

Top Sellers

1
SAM
1
Synergy Asset Management
Washington
$0
2
SMF
2
Sterling Manor Financial
New York
$205K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$1.72M
4
FHC
4
First Heartland Consultants
Missouri
$1.58M
5
CWM
5
Cornerstone Wealth Management
Missouri
$735K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$45.5M 632,579 +97,525 +18%
LPL Financial
2
LPL Financial
California
$41.2M 573,066 +42,132 +8%
Morgan Stanley
3
Morgan Stanley
New York
$33.7M 469,112 +63,215 +16%
UBS Group
4
UBS Group
Switzerland
$28.5M 396,730 +991 +0.3%
JAWM
5
J. Arnold Wealth Management
Ohio
$17.2M 239,533 +8,913 +4%
SL
6
Savior LLC
Massachusetts
$10.9M 150,896 +3,216 +2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$8.36M 116,220 -11,381 -9%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$7.35M 102,223 +85,388 +507%
AOG
9
Alpha Omega Group
Virginia
$6.95M 96,664 -956 -1%
PAG
10
Private Advisor Group
New Jersey
$6.02M 83,712 +27,178 +48%
First Trust Advisors
11
First Trust Advisors
Illinois
$6.01M 83,612 +83,612 New
RJA
12
Raymond James & Associates
Florida
$5.89M 81,908 -996 -1%
CAG
13
Csenge Advisory Group
Florida
$5.58M 76,866 +1,230 +2%
VRM
14
Vectors Research Management
New York
$4.88M 67,917 +7,656 +13%
HC
15
HNP Capital
New York
$4.82M 67,027 +6,766 +11%
GIA
16
Gladstone Institutional Advisory
Florida
$4.68M 65,027 +27,830 +75%
KAS
17
Kestra Advisory Services
Texas
$3.65M 50,741 +3,152 +7%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$3.39M 47,187 -3,927 -8%
KIA
19
KCM Investment Advisors
California
$3.15M 43,800 -200 -0.5%
KWM
20
Kingsview Wealth Management
Oregon
$3.07M 42,729 +2,614 +7%
SWP
21
Stratos Wealth Partners
Ohio
$2.98M 41,458 -403 -1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.84M 39,481 +83 +0.2%
PWM
23
Purus Wealth Management
California
$2.8M 38,936 -1,478 -4%
Citadel Advisors
24
Citadel Advisors
Florida
$2.75M 38,338 +35,060 +1,070%
Stifel Financial
25
Stifel Financial
Missouri
$2.54M 35,304 +5,353 +18%
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