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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

46 hedge funds and large institutions have $93M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$7.56M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.44M
3
RJA
Raymond James & Associates
Florida
+$1.37M
4
GRP
Global Retirement Partners
California
+$1.21M
5
UBS Group
UBS Group
Switzerland
+$1.08M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.85M
2
CS
Credit Suisse
Switzerland
-$382K
3
MML Investors Services
MML Investors Services
Massachusetts
-$259K
4
Goldman Sachs
Goldman Sachs
New York
-$202K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$196K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$22.2M +$7.56M +185,559 +52%
Morgan Stanley
2
Morgan Stanley
New York
$19.2M -$1.85M -45,434 -9%
Bank of America
3
Bank of America
North Carolina
$8.38M +$166K +4,081 +2%
FAIM
4
Financial Advocates Investment Management
Washington
$6.75M -$126K -3,098 -2%
LPL Financial
5
LPL Financial
California
$5.06M +$239K +5,860 +5%
RJA
6
Raymond James & Associates
Florida
$4.64M +$1.37M +33,549 +42%
UBS Group
7
UBS Group
Switzerland
$3.15M +$1.08M +26,568 +52%
CCA
8
Clearwater Capital Advisors
Illinois
$2.9M -$112K -2,750 -4%
KIA
9
KCM Investment Advisors
California
$2.64M +$106K +2,590 +4%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.9M +$282K +6,915 +17%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.44M +$1.44M +35,242 New
LA
12
LexAurum Advisors
Kansas
$1.41M +$161K +3,957 +13%
FAAS
13
First Allied Advisory Services
California
$1.38M +$58K +1,426 +4%
KWM
14
Kingsview Wealth Management
Oregon
$1.3M -$1.55K -38 -0.1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.23M +$674K +16,549 +121%
GRP
16
Global Retirement Partners
California
$1.21M +$1.21M +29,732 New
HighTower Advisors
17
HighTower Advisors
Illinois
$998K -$939 -23 -0.1%
IWM
18
IHT Wealth Management
Illinois
$793K -$7.3K -184 -0.9%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$765K -$7.25K -178 -0.9%
MML Investors Services
20
MML Investors Services
Massachusetts
$716K -$259K -6,363 -27%
CWM
21
Cornerstone Wealth Management
Missouri
$589K +$223K +5,630 +61%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$530K -$196K -4,823 -27%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$484K -$18K -443 -4%
TWM
24
Titus Wealth Management
California
$481K +$481K +8,208 New
Stifel Financial
25
Stifel Financial
Missouri
$406K +$169K +4,145 +72%
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