First Trust Mid Cap Growth AlphaDEX Fund
FNY
15 hedge funds and large institutions have $17M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 0 closing their positions.
73% more capital invested
Capital invested by funds: $9.81M → $17M (+$7.2M)
67% more funds holding
Funds holding: 9 → 15 (+6)
67% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 3
9.94% more ownership
Funds ownership: 36.7% → 46.64% (+9.9%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$2.48M |
| 2 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$938K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$869K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$798K |
| 5 |
TT
Tower Trust
Fort Wayne,
Indiana
|
+$654K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$722K |
| 2 |
Goldman Sachs
New York
|
-$26.2K |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
-$5.31K |
FNY Hedge Fund Activity: Q4 2013 in Review
15 of the 3,459 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2013, worth a combined $17M — up 73% from $9.81M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new FNY positions and 0 closed out — a net gain of 6 holders — while 5 added to existing stakes and 3 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $2.48M. The largest seller was Bank of America, cutting an estimated $722K.
- 15 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2013, up from 9 in Q3 2013.
- Funds reported $17M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2013, up 73% quarter-over-quarter.
- 6 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2013 and 0 closed out, a net change of +6 holders.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2013 was Morgan Stanley, an estimated $2.48M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2013 was Bank of America, an estimated $722K sold.
Based on aggregated 13F filings for Q4 2013.