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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

15 hedge funds and large institutions have $17M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 0 closing their positions.

Holders
15
Holders Change
+6
Holders Change %
+66.67%
% of All Funds
0.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
5
Reduced
3
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.23M
2
VFS
2
VSR Financial Services
Kansas
$991K
3
U
3
UBS
Switzerland
$1.19M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$843K
5
TT
5
Tower Trust
Indiana
$691K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$742K
2
Goldman Sachs
2
Goldman Sachs
New York
$1.93M
3
Ameriprise
3
Ameriprise
Minnesota
$33K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.23M 186,142 +93,325 +101%
Wells Fargo
2
Wells Fargo
California
$3.65M 129,874 +3,600 +3%
Goldman Sachs
3
Goldman Sachs
New York
$1.93M 68,767 -985 -1%
U
4
UBS
Switzerland
$1.19M 42,268 +32,711 +342%
VFS
5
VSR Financial Services
Kansas
$991K 35,318 +35,318 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$843K 30,022 +30,022 New
Bank of America
7
Bank of America
North Carolina
$742K 26,440 -27,177 -51%
TT
8
Tower Trust
Indiana
$691K 24,610 +24,610 New
LPL Financial
9
LPL Financial
California
$624K 22,217 +952 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$412K 14,672 +5,491 +60%
PAG
11
Private Advisor Group
New Jersey
$403K 14,364 +14,364 New
KIA
12
KCM Investment Advisors
California
$243K 8,665 +8,665 New
WA
13
WFG Advisors
Texas
$42K 1,500 – –
Ameriprise
14
Ameriprise
Minnesota
$33K 1,160 -200 -15%
AIG
15
American International Group
New York
$7.05K 251 +251 New