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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

57 hedge funds and large institutions have $185M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 28 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+7
Holders Change %
+14%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
28
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$8.19M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$7.63M
3
Morgan Stanley
Morgan Stanley
New York
+$6.74M
4
First Trust Advisors
First Trust Advisors
Illinois
+$3.91M
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$3.67M

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$8.27M
2
RJA
Raymond James & Associates
Florida
-$3.9M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$388K
4
GTAM
Global Trust Asset Management
Florida
-$338K
5
BFEC
Benjamin F. Edwards & Company
Missouri
-$107K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$30.9M +$6.74M +145,710 +28%
Wells Fargo
2
Wells Fargo
California
$30M +$2.03M +43,867 +7%
Bank of America
3
Bank of America
North Carolina
$21.9M +$8.19M +176,898 +60%
LPL Financial
4
LPL Financial
California
$10.4M +$940K +20,306 +10%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.7M +$7.63M +164,784 +368%
CWM
6
Cornerstone Wealth Management
Missouri
$9.1M -$8.27M -307,628 -48%
FAIM
7
Financial Advocates Investment Management
Washington
$7.76M +$43.9K +949 +0.6%
RJA
8
Raymond James & Associates
Florida
$7.24M -$3.9M -84,209 -35%
UBS Group
9
UBS Group
Switzerland
$5.73M +$2.01M +43,426 +54%
FAAS
10
First Allied Advisory Services
California
$4.27M +$1.13M +24,414 +36%
First Trust Advisors
11
First Trust Advisors
Illinois
$3.91M +$3.91M +84,424 New
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$3.67M +$3.67M +79,330 New
SFS
13
Sowell Financial Services
Arkansas
$3.55M +$3.55M +67,898 New
CCA
14
Clearwater Capital Advisors
Illinois
$3.15M -$75K -1,620 -2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$3.08M +$2.06M +44,511 +202%
KIA
16
KCM Investment Advisors
California
$3.05M -$8.1K -175 -0.3%
TFA
17
Transamerica Financial Advisors
Florida
$2.22M +$2.21M +47,705 +24,216%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$2.1M -$107K -2,316 -5%
SWP
19
Stratos Wealth Partners
Ohio
$2.09M +$1.72M +37,084 +458%
LA
20
LexAurum Advisors
Kansas
$1.93M +$215K +4,652 +13%
Jane Street
21
Jane Street
New York
$1.9M +$1.9M +41,126 New
KWM
22
Kingsview Wealth Management
Oregon
$1.71M +$232K +5,017 +16%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.68M +$937K +20,247 +126%
MWM
24
Merriman Wealth Management
Washington
$1.55M +$21K +454 +1%
HighTower Advisors
25
HighTower Advisors
Illinois
$1.11M -$16.5K -357 -1%
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