First Trust Mid Cap Growth AlphaDEX Fund
FNY
FNY
9 hedge funds and large institutions have $9.81M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 2 closing their positions.
New
Increased
Maintained
Reduced
Closed
Holders
9
Holders Change
-2
Holders Change %
-18.18%
% of All Funds
0.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
6
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
Goldman Sachs
New York
|
$1.78M |
| 2 |
Morgan Stanley
New York
|
$2.36M |
| 3 |
LPL Financial
San Diego,
California
|
$550K |
| 4 |
U
UBS
Zurich,
Switzerland
|
$243K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
$35K |
| Name | Holding | Trade Value |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
1
Wells Fargo
San Francisco,
California
| $3.21M | -$114K | -4,494 | -3% |
|
|
2
Morgan Stanley
New York
| $2.36M | +$833K | +32,752 | +55% |
|
|
3
Goldman Sachs
New York
| $1.78M | +$1.14M | +44,972 | +181% |
|
4
Bank of America
Charlotte,
North Carolina
| $1.36M | -$11K | -434 | -0.8% |
|
|
5
LPL Financial
San Diego,
California
| $550K | +$214K | +8,291 | +64% |
|
|
U
6
UBS
Zurich,
Switzerland
| $243K | +$46.8K | +1,842 | +24% |
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $234K | +$76 | +3 | +0% |
|
|
WA
8
WFG Advisors
Dallas,
Texas
| $38K | – | – | – |
|
|
9
Ameriprise
Minneapolis,
Minnesota
| $35K | +$10.3K | +400 | +42% |
|
10
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$881K | -37,807 | Closed |
|
|
FHC
11
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$94K | -4,052 | Closed |
|