First Trust Mid Cap Growth AlphaDEX Fund
FNY
9 hedge funds and large institutions have $9.81M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 2 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 2
22% more capital invested
Capital invested by funds: $8.01M → $9.81M (+$1.8M)
1.51% less ownership
Funds ownership: 38.21% → 36.7% (-1.5%)
18% less funds holding
Funds holding: 11 → 9 (-2)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$1.11M |
| 2 |
Morgan Stanley
New York
|
+$806K |
| 3 |
LPL Financial
San Diego,
California
|
+$204K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$45.3K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
+$9.84K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$881K |
| 2 |
Wells Fargo
San Francisco,
California
|
-$111K |
| 3 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$94K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$10.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Wells Fargo
San Francisco,
California
| $3.21M | -$111K | -4,494 | -3% |
|
|
2
Morgan Stanley
New York
| $2.36M | +$806K | +32,752 | +55% |
|
|
3
Goldman Sachs
New York
| $1.77M | +$1.11M | +44,972 | +181% |
|
|
4
Bank of America
Charlotte,
North Carolina
| $1.36M | -$10.7K | -434 | -0.8% |
|
|
5
LPL Financial
San Diego,
California
| $550K | +$204K | +8,291 | +64% |
|
|
U
6
UBS
Zurich,
Switzerland
| $243K | +$45.3K | +1,842 | +24% |
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $234K | +$74 | +3 | +0% |
|
|
WA
8
WFG Advisors
Dallas,
Texas
| $38K | – | – | – |
|
|
9
Ameriprise
Minneapolis,
Minnesota
| $35K | +$9.84K | +400 | +42% |
|
|
10
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$881K | -37,807 | Closed |
|
|
FHC
11
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$94K | -4,052 | Closed |
|
FNY Hedge Fund Activity: Q3 2013 in Review
9 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2013, worth a combined $9.81M — up 22% from $8.01M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of FNY and 0 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 6 added.
The largest buyer was Goldman Sachs, adding an estimated $1.11M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $881K sold.
- 9 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2013, down from 11 in Q2 2013.
- Funds reported $9.81M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2013, up 22% quarter-over-quarter.
- 0 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2013 and 2 closed out, a net change of -2 holders.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2013 was Goldman Sachs, an estimated $1.11M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2013 was Susquehanna International Group, an estimated $881K sold.
Based on aggregated 13F filings for Q3 2013.