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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

86 hedge funds and large institutions have $179M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 34 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
86
Holders Change
+13
Holders Change %
+17.81%
% of All Funds
1.77%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
24
Reduced
34
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SL
Savior LLC
Massachusetts
+$5.9M
2
FHC
First Heartland Consultants
Missouri
+$5.43M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.07M
4
HC
HNP Capital
New York
+$2.08M
5
Osaic Holdings
Osaic Holdings
Arizona
+$1.58M

Top Sellers

1
Baird Financial Group
Baird Financial Group
Wisconsin
-$6.96M
2
RJA
Raymond James & Associates
Florida
-$3.87M
3
First Trust Advisors
First Trust Advisors
Illinois
-$3.68M
4
Morgan Stanley
Morgan Stanley
New York
-$3.52M
5
GIA
Gladstone Institutional Advisory
Florida
-$2.64M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$26.2M -$3.52M -73,558 -12%
Wells Fargo
2
Wells Fargo
California
$25.4M -$225K -4,715 -0.9%
UBS Group
3
UBS Group
Switzerland
$15.1M -$204K -4,258 -1%
LPL Financial
4
LPL Financial
California
$12.1M -$108K -2,269 -0.9%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$9.69M -$580K -12,129 -6%
Bank of America
6
Bank of America
North Carolina
$9.25M -$2.18M -45,605 -19%
SL
7
Savior LLC
Massachusetts
$8.88M +$5.9M +123,436 +198%
FHC
8
First Heartland Consultants
Missouri
$5.43M +$5.43M +113,612 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$4.93M -$436K -9,117 -8%
Ameriprise
10
Ameriprise
Minnesota
$4.87M +$294K +6,146 +6%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.07M +$3.07M +64,211 New
Osaic Holdings
12
Osaic Holdings
Arizona
$2.7M +$1.58M +32,975 +140%
PAG
13
Private Advisor Group
New Jersey
$2.62M +$99.3K +2,077 +4%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$2.51M -$764K -15,975 -23%
HWM
15
Holloway Wealth Management
Florida
$2.42M – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.41M +$274K +5,724 +13%
KIA
17
KCM Investment Advisors
California
$2.36M -$31.1K -650 -1%
SPC
18
Sigma Planning Corp
Michigan
$2.23M +$680K +14,220 +44%
HC
19
HNP Capital
New York
$2.08M +$2.08M +43,061 New
VRM
20
Vectors Research Management
New York
$2.06M +$7.12K +149 +0.3%
Stifel Financial
21
Stifel Financial
Missouri
$2.03M -$73.6K -1,540 -3%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.99M -$942K -19,711 -32%
SWP
23
Stratos Wealth Partners
Ohio
$1.97M +$260K +5,441 +15%
FAAS
24
First Allied Advisory Services
California
$1.81M -$698K -14,611 -28%
RJA
25
Raymond James & Associates
Florida
$1.51M -$3.87M -80,979 -72%
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