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First Trust Mid Cap Growth AlphaDEX Fund

87 hedge funds and large institutions have $180M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 25 increasing their positions, 34 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

26% more capital invested

Capital invested by funds: $143M → $180M (+$36.6M)

18% more funds holding

Funds holding: 7487 (+13)

1.28% more ownership

Funds ownership: 58.81%60.09% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

26% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 34

Holders
87
Holders Change
+13
Holders Change %
+17.57%
% of All Funds
1.78%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
25
Reduced
34
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.2M -$3.2M -73,558 -12%
Wells Fargo
2
Wells Fargo
California
$25.4M -$205K -4,715 -0.9%
UBS Group
3
UBS Group
Switzerland
$15.1M -$185K -4,258 -1%
LPL Financial
4
LPL Financial
California
$12.1M -$98.7K -2,269 -0.9%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$9.69M -$528K -12,129 -6%
Bank of America
6
Bank of America
North Carolina
$9.25M -$1.98M -45,605 -19%
SL
7
Savior LLC
Massachusetts
$8.88M +$5.37M +123,436 +198%
FHC
8
First Heartland Consultants
Missouri
$5.43M +$4.94M +113,612 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$4.93M -$397K -9,117 -8%
Ameriprise
10
Ameriprise
Minnesota
$4.87M +$267K +6,146 +6%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.07M +$2.79M +64,211 New
Osaic Holdings
12
Osaic Holdings
Arizona
$2.7M +$1.44M +32,975 +140%
PAG
13
Private Advisor Group
New Jersey
$2.62M +$90.4K +2,077 +4%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$2.51M -$695K -15,975 -23%
HWM
15
Holloway Wealth Management
Florida
$2.42M
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.41M +$249K +5,724 +13%
KIA
17
KCM Investment Advisors
California
$2.36M -$28.3K -650 -1%
SPC
18
Sigma Planning Corp
Michigan
$2.23M +$619K +14,220 +44%
HC
19
HNP Capital
New York
$2.08M +$1.87M +43,061 New
VRM
20
Vectors Research Management
New York
$2.06M +$6.48K +149 +0.3%
Stifel Financial
21
Stifel Financial
Missouri
$2.03M -$67K -1,540 -3%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.99M -$858K -19,711 -32%
SWP
23
Stratos Wealth Partners
Ohio
$1.97M +$237K +5,441 +15%
FAAS
24
First Allied Advisory Services
California
$1.81M -$636K -14,611 -28%
RJA
25
Raymond James & Associates
Florida
$1.51M -$3.52M -80,979 -72%

FNY Hedge Fund Activity: Q2 2020 in Review

87 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2020, worth a combined $180M — up 26% from $143M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FNY positions and 6 closed out — a net gain of 14 holders — while 25 added to existing stakes and 34 trimmed.

The largest buyer was Savior LLC, adding an estimated $5.37M. The largest seller was Baird Financial Group, cutting an estimated $6.34M.

  • 87 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2020, up from 74 in Q1 2020.
  • Funds reported $180M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2020, up 26% quarter-over-quarter.
  • 20 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2020 and 6 closed out, a net change of +14 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2020 was Savior LLC, an estimated $5.37M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2020 was Baird Financial Group, an estimated $6.34M sold.

Based on aggregated 13F filings for Q2 2020.