We are live on ! Find out more
FNY icon

First Trust Mid Cap Growth AlphaDEX Fund

27 hedge funds and large institutions have $70.9M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 4

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

27% more capital invested

Capital invested by funds: $55.9M → $70.9M (+$15M)

8% more funds holding

Funds holding: 2527 (+2)

3.52% more ownership

Funds ownership: 65.37%68.88% (+3.5%)

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.1M +$18.3K +592 +0.1%
Wells Fargo
2
Wells Fargo
California
$13.4M -$639K -20,703 -5%
TFA
3
Transamerica Financial Advisors
Florida
$8.92M +$5M +161,771 +126%
Stifel Financial
4
Stifel Financial
Missouri
$7.27M +$6.27K +203 +0.1%
LPL Financial
5
LPL Financial
California
$5.88M +$1.48M +48,025 +33%
BTS
6
BB&T Securities
Virginia
$3.96M +$3.98M +128,886 New
UBS Group
7
UBS Group
Switzerland
$2.96M -$115K -3,709 -4%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.13M +$2.14M +69,372 New
VFS
9
VSR Financial Services
Kansas
$2.04M +$2.05M +66,426 New
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.61M +$415K +13,427 +35%
Jane Street
11
Jane Street
New York
$1.29M +$1.29M +41,926 New
Bank of America
12
Bank of America
North Carolina
$1.13M +$207K +6,701 +22%
KIA
13
KCM Investment Advisors
California
$1.02M +$262K +8,467 +34%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$796K +$135K +4,356 +20%
Goldman Sachs
15
Goldman Sachs
New York
$724K -$212K -6,852 -23%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$575K +$300K +9,712 +108%
ONB
17
Old National Bancorp
Indiana
$566K -$181K -5,846 -24%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$310K +$12.4K +401 +4%
WA
19
WFG Advisors
Texas
$114K +$35.5K +1,150 +45%
Citigroup
20
Citigroup
New York
$62K +$58.3K +1,887 +1,510%
AIG
21
American International Group
New York
$29.2K +$4.63K +150 +19%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$29K
DADC
23
D.A. Davidson & Co
Montana
$26K +$11.4K +370 +74%
MAA
24
Managed Account Advisors
New Jersey
$22K
MFS
25
MSI Financial Services
Massachusetts
$15K +$14.7K +475 New

FNY Hedge Fund Activity: Q2 2015 in Review

27 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2015, worth a combined $70.9M — up 27% from $55.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNY positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 4 trimmed.

The largest buyer was Transamerica Financial Advisors, adding an estimated $5M. The largest seller was Wells Fargo, cutting an estimated $639K.

  • 27 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2015, up from 25 in Q1 2015.
  • Funds reported $70.9M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2015, up 27% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2015 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2015 was Transamerica Financial Advisors, an estimated $5M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2015 was Wells Fargo, an estimated $639K sold.

Based on aggregated 13F filings for Q2 2015.