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First Trust Mid Cap Growth AlphaDEX Fund

37 hedge funds and large institutions have $44.3M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

3% more funds holding

Funds holding: 3637 (+1)

4.57% less ownership

Funds ownership: 58.22%53.65% (-4.6%)

6% less capital invested

Capital invested by funds: $46.9M → $44.3M (-$2.6M)

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
16
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.3M -$372K -12,712 -4%
Morgan Stanley
2
Morgan Stanley
New York
$7.39M -$2.1M -71,704 -23%
Stifel Financial
3
Stifel Financial
Missouri
$4.07M -$3.92K -134 -0.1%
LPL Financial
4
LPL Financial
California
$3.57M -$2.29M -78,213 -40%
TFA
5
Transamerica Financial Advisors
Florida
$3.23M +$423K +14,467 +16%
CCA
6
Clearwater Capital Advisors
Illinois
$2.32M +$2.27M +77,674 New
RJA
7
Raymond James & Associates
Florida
$1.86M +$1.04M +35,520 +134%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.73M +$109K +3,743 +7%
KIA
9
KCM Investment Advisors
California
$1.49M +$443K +15,155 +44%
Jane Street
10
Jane Street
New York
$1.45M +$805K +27,550 +133%
Bank of America
11
Bank of America
North Carolina
$1.35M -$82.2K -2,813 -6%
UBS Group
12
UBS Group
Switzerland
$1.23M -$1.74M -59,396 -59%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$956K -$116K -3,985 -11%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$798K -$195K -6,671 -20%
First Trust Advisors
15
First Trust Advisors
Illinois
$662K +$412K +14,094 +177%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$557K -$1.42M -48,434 -72%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$446K +$83.6K +2,859 +24%
CIM
18
Confluence Investment Management
Missouri
$370K -$760 -26 -0.2%
Goldman Sachs
19
Goldman Sachs
New York
$360K -$15.3K -525 -4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$316K +$6.58K +225 +2%
ONB
21
Old National Bancorp
Indiana
$285K
Citadel Advisors
22
Citadel Advisors
Florida
$268K +$40.7K +1,393 +18%
M&T Bank
23
M&T Bank
New York
$255K +$249K +8,509 New
MFS
24
MSI Financial Services
Massachusetts
$251K +$16.3K +559 +7%
IA
25
IFP Advisors
Florida
$247K +$89.4K +3,060 +59%

FNY Hedge Fund Activity: Q2 2016 in Review

37 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2016, worth a combined $44.3M — down 5.5% from $46.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNY positions and 3 closed out — a net gain of 2 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.04M. The largest seller was LPL Financial, cutting an estimated $2.29M.

  • 37 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2016, up from 36 in Q1 2016.
  • Funds reported $44.3M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2016, down 5.5% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2016 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2016 was Raymond James & Associates, an estimated $1.04M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $2.29M sold.

Based on aggregated 13F filings for Q2 2016.