MSI Financial Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

MSI Financial Services’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$532K	Buy	16,956 +5,826	+52%	+$179K	0.02%	670
2016 Q3	$345K	Buy	11,130 +2,776	+33%	+$85.9K	0.01%	824
2016 Q2	$251K	Buy	8,354 +559	+7%	+$16.3K	0.01%	910
2016 Q1	$225K	Buy	7,795 +6,148	+373%	+$167K	0.01%	923
2015 Q4	$47K	Buy	1,647 +1,172	+247%	+$34.2K	﹤0.01%	1755
2015 Q3	$13K	Hold	475	–	–	﹤0.01%	1936
2015 Q2	$15K	Buy	+475	New	+$14.7K	﹤0.01%	1919

Other funds holding FNY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

MSI Financial Services's FNY Position: Q4 2016 in Review

MSI Financial Services increased its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 52% in Q4 2016, buying an estimated $179K and bringing the position to 16,956 shares worth $532K. The position accounts for 0.02% of the portfolio, ranked #670.

MSI Financial Services first reported a position in FNY in Q2 2015 and has held it in 7 quarters since. 37 funds tracked by Wall St. Rank hold FNY as of Q4 2016.

MSI Financial Services held 16,956 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $532K as of Q4 2016.
MSI Financial Services bought 5,826 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2016, an estimated $179K.
First Trust Mid Cap Growth AlphaDEX Fund made up 0.02% of MSI Financial Services's portfolio in Q4 2016, its #670 holding.
MSI Financial Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2015 and has held it in 7 quarters since.
37 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2016.

Based on MSI Financial Services's 13F filing for Q4 2016, filed 13 Jan 2017.