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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

36 hedge funds and large institutions have $46.9M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.4M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.04M
3
Jane Street
Jane Street
New York
+$598K
4
Citadel Advisors
Citadel Advisors
Florida
+$218K
5
MFS
MSI Financial Services
Massachusetts
+$177K

Top Sellers

1
TFA
Transamerica Financial Advisors
Florida
-$10.1M
2
Wells Fargo
Wells Fargo
California
-$6.97M
3
LPL Financial
LPL Financial
California
-$5.19M
4
Morgan Stanley
Morgan Stanley
New York
-$4.48M
5
BTS
BB&T Securities
Virginia
-$3.74M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.18M -$4.48M -155,136 -33%
Wells Fargo
2
Wells Fargo
California
$8.35M -$6.97M -241,254 -45%
LPL Financial
3
LPL Financial
California
$5.65M -$5.19M -181,562 -48%
Stifel Financial
4
Stifel Financial
Missouri
$3.92M -$3.39M -117,266 -46%
UBS Group
5
UBS Group
Switzerland
$2.9M +$1.4M +48,395 +93%
TFA
6
Transamerica Financial Advisors
Florida
$2.69M -$10.1M -348,086 -79%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.94M -$17.6K -610 -0.9%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.56M +$86.7K +3,002 +6%
CWM
9
Cornerstone Wealth Management
Missouri
$1.47M +$1.47M +29,401 New
Bank of America
10
Bank of America
North Carolina
$1.38M -$217K -7,522 -14%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.04M +$1.04M +35,835 New
KIA
12
KCM Investment Advisors
California
$995K +$17.3K +600 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$961K +$28.6K +991 +3%
RJA
14
Raymond James & Associates
Florida
$763K -$558K -19,337 -42%
Jane Street
15
Jane Street
New York
$598K +$598K +20,708 New
Goldman Sachs
16
Goldman Sachs
New York
$361K – – –
CIM
17
Confluence Investment Management
Missouri
$356K -$1.15K -40 -0.3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$346K -$10.6K -368 -3%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$298K -$274K -9,483 -48%
ONB
20
Old National Bancorp
Indiana
$274K – – –
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$260K +$24.5K +850 +10%
First Trust Advisors
22
First Trust Advisors
Illinois
$229K -$314K -10,892 -58%
MFS
23
MSI Financial Services
Massachusetts
$225K +$177K +6,148 +373%
IH
24
IFC Holdings
Florida
$223K -$140K -4,772 -38%
IA
25
IFP Advisors
Florida
$221K -$125K -2,918 -36%
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