UBS Group
FNY icon

UBS Group’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

UBS Group’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$14.4M Sell
130,332
-2,247
-2% -$229K ﹤0.01% 3028
2026
Q1 		$12M Sell
132,579
-6,026
-4% -$572K ﹤0.01% 3145
2025
Q4 		$12.6M Sell
138,605
-4,442
-3% -$408K ﹤0.01% 3047
2025
Q3 		$13.1M Sell
143,047
-7,297
-5% -$630K ﹤0.01% 3008
2025
Q2 		$12.4M Sell
150,344
-36,980
-20% -$2.84M ﹤0.01% 2859
2025
Q1 		$14M Buy
187,324
+14,284
+8% +$1.15M ﹤0.01% 2701
2024
Q4 		$13.8M Buy
173,040
+138
+0.1% +$11.4K ﹤0.01% 2717
2024
Q3 		$13.8M Sell
172,902
-144,587
-46% -$10.9M ﹤0.01% 2105
2024
Q2 		$23.4M Sell
317,489
-1,081
-0.3% -$78.9K 0.01% 1561
2024
Q1 		$24.1M Buy
318,570
+3,127
+1% +$219K 0.01% 1545
2023
Q4 		$21.5M Buy
315,443
+9,317
+3% +$572K 0.01% 1543
2023
Q3 		$18.6M Sell
306,126
-1,285
-0.4% -$82K 0.01% 1542
2023
Q2 		$19.9M Sell
307,411
-5,528
-2% -$333K 0.01% 1453
2023
Q1 		$18.6M Sell
312,939
-4,745
-1% -$282K 0.01% 1451
2022
Q4 		$17.9M Sell
317,684
-1,892
-0.6% -$110K 0.01% 1493
2022
Q3 		$17.1M Buy
319,576
+2,633
+0.8% +$155K 0.01% 1391
2022
Q2 		$17.3M Sell
316,943
-43,146
-12% -$2.62M 0.01% 1408
2022
Q1 		$24M Sell
360,089
-44,562
-11% -$2.95M 0.01% 1295
2021
Q4 		$30M Buy
404,651
+7,921
+2% +$591K 0.01% 1292
2021
Q3 		$28.5M Buy
396,730
+991
+0.3% +$73.1K 0.01% 1223
2021
Q2 		$29.8M Sell
395,739
-26,486
-6% -$1.86M 0.01% 1181
2021
Q1 		$28.7M Buy
422,225
+55,271
+15% +$3.85M 0.01% 1191
2020
Q4 		$24M Buy
366,954
+40,971
+13% +$2.44M 0.01% 1228
2020
Q3 		$17.4M Buy
325,983
+10,279
+3% +$529K 0.01% 1265
2020
Q2 		$15.1M Sell
315,704
-4,258
-1% -$185K 0.01% 1240
2020
Q1 		$11.8M Sell
319,962
-30,038
-9% -$1.36M 0.01% 1293
2019
Q4 		$16.8M Buy
350,000
+54,626
+18% +$2.53M 0.01% 1498
2019
Q3 		$13.2M Buy
295,374
+2,303
+0.8% +$106K 0.01% 1547
2019
Q2 		$13.3M Buy
293,071
+52,643
+22% +$2.33M 0.01% 1531
2019
Q1 		$10.4M Buy
240,428
+1,769
+0.7% +$73.3K ﹤0.01% 1649
2018
Q4 		$8.64M Buy
238,659
+114,775
+93% +$4.6M ﹤0.01% 1690
2018
Q3 		$5.73M Buy
123,884
+43,426
+54% +$1.97M ﹤0.01% 2233
2018
Q2 		$3.49M Buy
80,458
+3,237
+4% +$137K ﹤0.01% 2663
2018
Q1 		$3.15M Buy
77,221
+26,568
+52% +$1.09M ﹤0.01% 2726
2017
Q4 		$1.99M Buy
50,653
+852
+2% +$32.6K ﹤0.01% 3209
2017
Q3 		$1.82M Buy
49,801
+4,039
+9% +$142K ﹤0.01% 3209
2017
Q2 		$1.58M Buy
45,762
+4,694
+11% +$160K ﹤0.01% 3213
2017
Q1 		$1.38M Buy
41,068
+2,782
+7% +$91.2K ﹤0.01% 3267
2016
Q4 		$1.2M Buy
38,286
+6,076
+19% +$186K ﹤0.01% 3392
2016
Q3 		$999K Sell
32,210
-8,893
-22% -$275K ﹤0.01% 3434
2016
Q2 		$1.23M Sell
41,103
-59,396
-59% -$1.74M ﹤0.01% 3189
2016
Q1 		$2.9M Buy
100,499
+48,395
+93% +$1.32M ﹤0.01% 2353
2015
Q4 		$1.5M Sell
52,104
-19,681
-27% -$575K ﹤0.01% 3070
2015
Q3 		$2.02M Sell
71,785
-24,331
-25% -$732K ﹤0.01% 2733
2015
Q2 		$2.96M Sell
96,116
-3,709
-4% -$115K ﹤0.01% 2597
2015
Q1 		$3.11M Sell
99,825
-21,939
-18% -$659K ﹤0.01% 2517
2014
Q4 		$3.58M Buy
+121,764
New +$3.44M ﹤0.01% 2371

Other funds holding FNY

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
P
&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group's FNY Position: Q2 2026 in Review

UBS Group reduced its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 1.7% in Q2 2026, selling an estimated $229K and leaving 130,332 shares worth $14.4M. The position accounts for ﹤0.01% of the portfolio, ranked #3028.

UBS Group first reported a position in FNY in Q4 2014 and has held it in 47 quarters since. The position peaked at $30M in Q4 2021. 128 funds tracked by Wall St. Rank hold FNY as of Q2 2026.

  • UBS Group held 130,332 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $14.4M as of Q2 2026.
  • UBS Group sold 2,247 First Trust Mid Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $229K.
  • First Trust Mid Cap Growth AlphaDEX Fund made up ﹤0.01% of UBS Group's portfolio in Q2 2026, its #3028 holding.
  • UBS Group first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2014 and has held it in 47 quarters since.
  • UBS Group's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $30M in Q4 2021.
  • 128 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2026.

Based on UBS Group's 13F filing for Q2 2026, filed 13 Aug 2026.