We are live on ! Find out more
FNY icon

First Trust Mid Cap Growth AlphaDEX Fund

74 hedge funds and large institutions have $143M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

1.95% more ownership

Funds ownership: 56.86%58.81% (+1.9%)

13% less funds holding

Funds holding: 8574 (-11)

21% less capital invested

Capital invested by funds: $181M → $143M (-$38.5M)

41% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 22

Holders
74
Holders Change
-11
Holders Change %
-12.94%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
31
Reduced
24
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23M +$936K +20,709 +3%
Wells Fargo
2
Wells Fargo
California
$19.8M -$4.54M -100,515 -16%
UBS Group
3
UBS Group
Switzerland
$11.8M -$1.36M -30,038 -9%
LPL Financial
4
LPL Financial
California
$9.46M +$1.95M +43,148 +20%
Bank of America
5
Bank of America
North Carolina
$8.83M +$2.09M +46,158 +24%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$7.94M +$7.89M +174,557 +433%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$5.79M +$7.07M +156,566 New
RJA
8
Raymond James & Associates
Florida
$4.16M -$974K -21,563 -16%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$4.15M +$178K +3,930 +4%
First Trust Advisors
10
First Trust Advisors
Illinois
$3.73M -$391K -8,663 -8%
Ameriprise
11
Ameriprise
Minnesota
$3.54M -$649K -14,356 -13%
GIA
12
Gladstone Institutional Advisory
Florida
$2.64M +$113K +2,500 +4%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$2.53M +$243K +5,389 +9%
SL
14
Savior LLC
Massachusetts
$2.3M +$2.81M +62,256 +1,556,400%
MML Investors Services
15
MML Investors Services
Massachusetts
$2.27M +$105K +2,316 +4%
PAG
16
Private Advisor Group
New Jersey
$1.95M +$1.63M +36,123 +218%
FAAS
17
First Allied Advisory Services
California
$1.94M +$238K +5,269 +11%
KIA
18
KCM Investment Advisors
California
$1.85M -$154K -3,400 -6%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.65M -$423K -9,352 -17%
Stifel Financial
20
Stifel Financial
Missouri
$1.64M +$816K +18,066 +69%
VRM
21
Vectors Research Management
New York
$1.59M +$539K +11,935 +39%
SWP
22
Stratos Wealth Partners
Ohio
$1.32M +$52.6K +1,165 +3%
SPC
23
Sigma Planning Corp
Michigan
$1.2M -$23.8K -527 -2%
DADC
24
D.A. Davidson & Co
Montana
$1.05M +$61.1K +1,353 +5%
Citadel Advisors
25
Citadel Advisors
Florida
$966K -$577K -12,760 -33%

FNY Hedge Fund Activity: Q1 2020 in Review

74 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2020, worth a combined $143M — down 21% from $181M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of FNY and 13 opened new positions — a net loss of 9 holders — while 24 trimmed existing stakes and 31 added.

The largest buyer was Benjamin F. Edwards & Company, adding an estimated $7.89M. The largest seller was Wells Fargo, cutting an estimated $4.54M.

  • 74 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2020, down from 85 in Q4 2019.
  • Funds reported $143M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2020, down 21% quarter-over-quarter.
  • 13 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2020 and 22 closed out, a net change of -9 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2020 was Benjamin F. Edwards & Company, an estimated $7.89M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2020 was Wells Fargo, an estimated $4.54M sold.

Based on aggregated 13F filings for Q1 2020.