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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

73 hedge funds and large institutions have $142M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-12
Holders Change %
-14.12%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
12
Increased
31
Reduced
24
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFEC
Benjamin F. Edwards & Company
Missouri
+$6.45M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$5.79M
3
SL
Savior LLC
Massachusetts
+$2.3M
4
Bank of America
Bank of America
North Carolina
+$1.71M
5
LPL Financial
LPL Financial
California
+$1.59M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.35M
2
Wells Fargo
Wells Fargo
California
-$3.71M
3
JAWM
J. Arnold Wealth Management
Ohio
-$1.88M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.64M
5
HC
HNP Capital
New York
-$1.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23M +$765K +20,709 +3%
Wells Fargo
2
Wells Fargo
California
$19.8M -$3.71M -100,515 -16%
UBS Group
3
UBS Group
Switzerland
$11.8M -$1.11M -30,038 -9%
LPL Financial
4
LPL Financial
California
$9.46M +$1.59M +43,148 +20%
Bank of America
5
Bank of America
North Carolina
$8.83M +$1.71M +46,158 +24%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$7.94M +$6.45M +174,557 +433%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$5.79M +$5.79M +156,566 New
RJA
8
Raymond James & Associates
Florida
$4.16M -$797K -21,563 -16%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$4.15M +$145K +3,930 +4%
First Trust Advisors
10
First Trust Advisors
Illinois
$3.73M -$320K -8,663 -8%
Ameriprise
11
Ameriprise
Minnesota
$3.54M -$530K -14,356 -13%
GIA
12
Gladstone Institutional Advisory
Florida
$2.64M +$92.4K +2,500 +4%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$2.53M +$199K +5,389 +9%
SL
14
Savior LLC
Massachusetts
$2.3M +$2.3M +62,256 +1,556,400%
MML Investors Services
15
MML Investors Services
Massachusetts
$2.27M +$85.6K +2,316 +4%
PAG
16
Private Advisor Group
New Jersey
$1.95M +$1.34M +36,123 +218%
FAAS
17
First Allied Advisory Services
California
$1.94M +$195K +5,269 +11%
KIA
18
KCM Investment Advisors
California
$1.85M -$126K -3,400 -6%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.65M -$346K -9,352 -17%
Stifel Financial
20
Stifel Financial
Missouri
$1.64M +$671K +18,066 +69%
VRM
21
Vectors Research Management
New York
$1.59M +$441K +11,935 +39%
SWP
22
Stratos Wealth Partners
Ohio
$1.32M +$43.1K +1,165 +3%
SPC
23
Sigma Planning Corp
Michigan
$1.2M -$19.5K -527 -2%
DADC
24
D.A. Davidson & Co
Montana
$1.05M +$50K +1,353 +5%
Citadel Advisors
25
Citadel Advisors
Florida
$966K -$473K -12,760 -33%
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