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First Trust Mid Cap Growth AlphaDEX Fund

37 hedge funds and large institutions have $43.4M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
18
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.7M 340,371 +23,362 +7%
Wells Fargo
2
Wells Fargo
California
$8.32M 265,146 -215,087 -45%
LPL Financial
3
LPL Financial
California
$3.42M 108,386 -9,272 -8%
CCA
4
Clearwater Capital Advisors
Illinois
$2.48M 78,422 +1,668 +2%
RJA
5
Raymond James & Associates
Florida
$2.36M 75,215 +30,375 +68%
KIA
6
KCM Investment Advisors
California
$1.97M 62,763 +7,590 +14%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.81M 57,567 +14,077 +32%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.76M 55,993 +8,517 +18%
Bank of America
9
Bank of America
North Carolina
$1.59M 50,719 +5,170 +11%
CS
10
Credit Suisse
Switzerland
$1.52M 48,271 +37,222 +337%
Jane Street
11
Jane Street
New York
$1.47M 46,699 +46,699 New
UBS Group
12
UBS Group
Switzerland
$1.2M 38,286 +6,076 +19%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$636K 20,263 +64 +0.3%
HighTower Advisors
14
HighTower Advisors
Illinois
$617K 19,671 +102 +0.5%
MFS
15
MSI Financial Services
Massachusetts
$532K 16,956 +5,826 +52%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$452K 14,388 -355 -2%
Goldman Sachs
17
Goldman Sachs
New York
$348K 11,101 -591 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$325K 10,347 +1,224 +13%
CWM
19
Cornerstone Wealth Management
Missouri
$319K 10,120
ONB
20
Old National Bancorp
Indiana
$298K 9,495
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$263K 8,375 +100 +1%
SWP
22
Stratos Wealth Partners
Ohio
$235K 7,473 +7,473 New
IA
23
IFP Advisors
Florida
$193K 6,155 -789 -11%
WA
24
WFG Advisors
Texas
$160K 5,088 -396 -7%
DADC
25
D.A. Davidson & Co
Montana
$107K 3,419 +1,223 +56%