Credit Suisse’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Credit Suisse’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-9,742	Closed	-$382K	–	4026
2017 Q4	$382K	Sell	9,742 -6,089	-38%	-$233K	﹤0.01%	3542
2017 Q3	$579K	Hold	15,831	–	–	﹤0.01%	3459
2017 Q2	$547K	Sell	15,831 -8,716	-36%	-$297K	﹤0.01%	3095
2017 Q1	$822K	Sell	24,547 -23,724	-49%	-$778K	﹤0.01%	3008
2016 Q4	$1.51M	Buy	48,271 +37,222	+337%	+$1.14M	﹤0.01%	2660
2016 Q3	$343K	Buy	+11,049	New	+$342K	﹤0.01%	3611

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Credit Suisse's FNY Position: Q1 2018 in Review

Credit Suisse sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2018, closing a stake of 9,742 shares — an estimated $382K sold.

Credit Suisse first reported a position in FNY in Q3 2016 and held it in 6 quarters. The position peaked at $1.51M in Q4 2016. 46 funds tracked by Wall St. Rank hold FNY as of Q1 2018.

Credit Suisse reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2018 after selling out during the quarter.
Credit Suisse sold 9,742 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2018, an estimated $382K.
Credit Suisse first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2016 and held it in 6 quarters.
Credit Suisse's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.51M in Q4 2016.
46 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2018.

Based on Credit Suisse's 13F filing for Q1 2018, filed 15 May 2018.