Clearwater Capital Advisors’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Clearwater Capital Advisors’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-2,663	Closed	-$201K	–	169
2021 Q2	$201K	Buy	+2,663	New	+$187K	0.02%	167
2021 Q1	–	Sell	-3,069	Closed	-$201K	–	163
2020 Q4	$201K	Buy	+3,069	New	+$183K	0.03%	151
2020 Q1	–	Sell	-24,604	Closed	-$1.18M	–	149
2019 Q4	$1.18M	Sell	24,604 -3,860	-14%	-$179K	0.2%	80
2019 Q3	$1.27M	Sell	28,464 -1,411	-5%	-$64.8K	0.23%	89
2019 Q2	$1.35M	Sell	29,875 -20,895	-41%	-$925K	0.25%	92
2019 Q1	$2.19M	Sell	50,770 -16,383	-24%	-$679K	0.41%	70
2018 Q4	$2.43M	Sell	67,153 -880	-1%	-$35.3K	0.53%	61
2018 Q3	$3.15M	Sell	68,033 -1,620	-2%	-$73.6K	0.61%	53
2018 Q2	$3.02M	Sell	69,653 -1,445	-2%	-$61.3K	0.62%	52
2018 Q1	$2.9M	Sell	71,098 -2,750	-4%	-$113K	0.6%	51
2017 Q4	$2.89M	Sell	73,848 -3,775	-5%	-$144K	0.64%	50
2017 Q3	$2.89M	Buy	77,623 +442	+0.6%	+$15.5K	0.67%	49
2017 Q2	$2.67M	Sell	77,181 -1,210	-2%	-$41.2K	0.68%	44
2017 Q1	$2.58M	Sell	78,391 -31	-0%	-$1.02K	0.71%	41
2016 Q4	$2.48M	Buy	78,422 +1,668	+2%	+$51.1K	0.86%	35
2016 Q3	$2.34M	Sell	76,754 -920	-1%	-$28.5K	0.82%	40
2016 Q2	$2.32M	Buy	+77,674	New	+$2.27M	0.86%	38

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $34.9M AUM 32.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Clearwater Capital Advisors's FNY Position: Q3 2021 in Review

Clearwater Capital Advisors sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q3 2021, closing a stake of 2,663 shares — an estimated $201K sold.

Clearwater Capital Advisors first reported a position in FNY in Q2 2016 and held it in 17 quarters. The position peaked at $3.15M in Q3 2018. 99 funds tracked by Wall St. Rank hold FNY as of Q3 2021.

Clearwater Capital Advisors reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Clearwater Capital Advisors sold 2,663 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2021, an estimated $201K.
Clearwater Capital Advisors first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2016 and held it in 17 quarters.
Clearwater Capital Advisors's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $3.15M in Q3 2018.
99 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2021.

Based on Clearwater Capital Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.