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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

85 hedge funds and large institutions have $181M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+12
Holders Change %
+16.44%
% of All Funds
1.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
26
Reduced
29
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$5.04M
2
UBS Group
UBS Group
Switzerland
+$2.62M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.68M
4
HC
HNP Capital
New York
+$1.25M
5
LPL Financial
LPL Financial
California
+$1.24M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$9.68M
2
FAIM
Financial Advocates Investment Management
Washington
-$8.41M
3
BFEC
Benjamin F. Edwards & Company
Missouri
-$1.91M
4
GIA
Gladstone Institutional Advisory
Florida
-$1.42M
5
SPC
Sigma Planning Corp
Michigan
-$1.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$30.5M +$5.04M +105,198 +20%
Morgan Stanley
2
Morgan Stanley
New York
$28.8M -$9.68M -202,245 -25%
UBS Group
3
UBS Group
Switzerland
$16.8M +$2.62M +54,626 +18%
LPL Financial
4
LPL Financial
California
$10.2M +$1.24M +25,811 +14%
Bank of America
5
Bank of America
North Carolina
$9.23M -$47.8K -998 -0.5%
RJA
6
Raymond James & Associates
Florida
$6.42M -$70.4K -1,471 -1%
Ameriprise
7
Ameriprise
Minnesota
$5.28M +$257K +5,360 +5%
First Trust Advisors
8
First Trust Advisors
Illinois
$5.25M -$165K -3,450 -3%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$5.18M +$250K +5,219 +5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.35M +$1.68M +35,036 +63%
GIA
11
Gladstone Institutional Advisory
Florida
$3.3M -$1.42M -29,700 -30%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$3.02M +$97.7K +2,042 +3%
MML Investors Services
13
MML Investors Services
Massachusetts
$2.83M -$51K -1,066 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.58M -$634K -13,234 -20%
KIA
15
KCM Investment Advisors
California
$2.56M -$200K -4,170 -7%
FAAS
16
First Allied Advisory Services
California
$2.27M +$349K +7,250 +18%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$1.93M -$1.91M -39,872 -50%
JAWM
18
J. Arnold Wealth Management
Ohio
$1.88M +$1.88M +39,240 New
Citadel Advisors
19
Citadel Advisors
Florida
$1.86M -$203K -4,232 -10%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.83M +$18.1K +378 +1%
CAN
21
Cetera Advisor Networks
California
$1.74M +$151K +3,154 +10%
SWP
22
Stratos Wealth Partners
Ohio
$1.65M -$47.8K -999 -3%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.64M -$257K -5,358 -14%
SPC
24
Sigma Planning Corp
Michigan
$1.58M -$1.04M -21,671 -40%
NFG
25
Next Financial Group
Texas
$1.57M +$478K +9,997 +44%
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