We are live on ! Find out more
FNY icon

First Trust Mid Cap Growth AlphaDEX Fund

31 hedge funds and large institutions have $71.7M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

15% more funds holding

Funds holding: 2731 (+4)

1% more capital invested

Capital invested by funds: $70.9M → $71.7M (+$752K)

2.81% less ownership

Funds ownership: 68.88%66.07% (-2.8%)

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
16
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.2M +$1.58M +52,496 +10%
Wells Fargo
2
Wells Fargo
California
$14.7M +$2.61M +86,867 +20%
TFA
3
Transamerica Financial Advisors
Florida
$12.5M +$4.61M +153,271 +53%
Stifel Financial
4
Stifel Financial
Missouri
$6.92M +$292K +9,702 +4%
LPL Financial
5
LPL Financial
California
$5.96M +$438K +14,547 +8%
BTS
6
BB&T Securities
Virginia
$3.74M +$124K +4,135 +3%
UBS Group
7
UBS Group
Switzerland
$2.02M -$732K -24,331 -25%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.57M +$105K +3,477 +7%
Jane Street
9
Jane Street
New York
$1.3M +$134K +4,444 +11%
Bank of America
10
Bank of America
North Carolina
$1.17M +$150K +5,000 +14%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$859K +$140K +4,664 +18%
KIA
12
KCM Investment Advisors
California
$816K -$121K -4,033 -12%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$623K +$104K +3,458 +18%
Goldman Sachs
14
Goldman Sachs
New York
$549K -$121K -4,034 -17%
ONB
15
Old National Bancorp
Indiana
$517K
CIM
16
Confluence Investment Management
Missouri
$491K +$525K +17,459 New
Citadel Advisors
17
Citadel Advisors
Florida
$357K +$383K +12,713 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$351K +$72.7K +2,417 +24%
RJA
19
Raymond James & Associates
Florida
$345K +$370K +12,281 New
IH
20
IFC Holdings
Florida
$242K +$252K +8,364 New
JIP
21
Jaffetilchin Investment Partners
Florida
$220K +$235K +7,816 New
WA
22
WFG Advisors
Texas
$104K
Citigroup
23
Citigroup
New York
$60K +$3.07K +102 +5%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$39K +$13.8K +460 +49%
AIG
25
American International Group
New York
$31K +$4.51K +150 +16%

FNY Hedge Fund Activity: Q3 2015 in Review

31 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2015, worth a combined $71.7M — up 1.1% from $70.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FNY positions and 2 closed out — a net gain of 5 holders — while 16 added to existing stakes and 3 trimmed.

The largest buyer was Transamerica Financial Advisors, adding an estimated $4.61M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.13M sold.

  • 31 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2015, up from 27 in Q2 2015.
  • Funds reported $71.7M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2015, up 1.1% quarter-over-quarter.
  • 7 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2015 and 2 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2015 was Transamerica Financial Advisors, an estimated $4.61M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2015 was Susquehanna International Group, an estimated $2.13M sold.

Based on aggregated 13F filings for Q3 2015.