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First Trust Mid Cap Growth AlphaDEX Fund
FNY

11 hedge funds and large institutions have $8.01M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 11 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

38.21% more ownership

Funds ownership: 0% → 38.21% (+38%)

Holders
11
Holders Change
+11
Holders Change %
–
% of All Funds
0.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$3.05M +$3.07M +130,768 New
Morgan Stanley
2
Morgan Stanley
New York
$1.4M +$1.41M +60,065 New
Bank of America
3
Bank of America
North Carolina
$1.26M +$1.27M +54,051 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$881K +$887K +37,807 New
Goldman Sachs
5
Goldman Sachs
New York
$577K +$581K +24,780 New
LPL Financial
6
LPL Financial
California
$302K +$304K +12,974 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$214K +$215K +9,178 New
U
8
UBS
Switzerland
$180K +$181K +7,715 New
FHC
9
First Heartland Consultants
Missouri
$94K +$95K +4,052 New
WA
10
WFG Advisors
Texas
$35K +$35.2K +1,500 New
Ameriprise
11
Ameriprise
Minnesota
$22K +$22.5K +960 New

FNY Hedge Fund Activity: Q2 2013 in Review

11 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2013, worth a combined $8.01M.

Buyers outnumbered sellers: 11 funds opened new FNY positions and 0 closed out — a net gain of 11 holders — while 0 added to existing stakes and 0 trimmed.

  • 11 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $8.01M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2013.
  • 11 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2013 and 0 closed out, a net change of +11 holders.

Based on aggregated 13F filings for Q2 2013.