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First Trust Mid Cap Growth AlphaDEX Fund
FNY

18 hedge funds and large institutions have $23.3M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 1

270% more capital inflows, than outflows

Capital inflows: $6.4M | Capital outflows: $1.73M

0% more funds holding

Funds holding: 18 → 18 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
18
Holders Change
–
Holders Change %
0%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$4.44M
2
Wells Fargo
Wells Fargo
California
+$627K
3
LPL Financial
LPL Financial
California
+$554K
4
M&T Bank
M&T Bank
New York
+$299K
5
Benjamin F. Edwards & Company
Benjamin F. Edwards & Company
Missouri
+$177K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.66M
2
Bank of America
Bank of America
North Carolina
-$58.7K
3
American International Group
American International Group
New York
-$7.28K

FNY Hedge Fund Activity: Q3 2014 in Review

18 of the 3,455 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2014, worth a combined $23.3M — up 19% from $19.7M a quarter earlier.

Fund positioning in FNY was balanced in Q3 2014: 2 funds opened new positions, 2 closed out, 10 added to existing stakes and 1 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.44M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.66M sold.

  • 18 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $23.3M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2014, up 19% quarter-over-quarter.
  • 2 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2014 and 2 closed out, a net change of 0 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2014 was Morgan Stanley, an estimated $4.44M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2014 was Susquehanna International Group, an estimated $1.66M sold.

Based on aggregated 13F filings for Q3 2014.