First Trust Mid Cap Growth AlphaDEX Fund
FNY
21 hedge funds and large institutions have $35.2M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 2 reducing their positions, and 3 closing their positions.
300% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 2
167% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 3
51% more capital invested
Capital invested by funds: $23.3M → $35.2M (+$11.9M)
17% more funds holding
Funds holding: 18 → 21 (+3)
7.31% more ownership
Funds ownership: 51.1% → 58.41% (+7.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$4.17M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$3.32M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$605K |
| 4 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$553K |
| 5 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$409K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$1.8M |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$47.1K |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
-$45K |
| 4 |
WA
WFG Advisors
Dallas,
Texas
|
-$12.7K |
| 5 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$6K |
FNY Hedge Fund Activity: Q4 2014 in Review
21 of the 3,765 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2014, worth a combined $35.2M — up 51% from $23.3M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new FNY positions and 3 closed out — a net gain of 5 holders — while 8 added to existing stakes and 2 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $4.17M. The largest seller was Goldman Sachs, exiting entirely with an estimated $1.8M sold.
- 21 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2014, up from 18 in Q3 2014.
- Funds reported $35.2M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2014, up 51% quarter-over-quarter.
- 8 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2014 and 3 closed out, a net change of +5 holders.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2014 was Morgan Stanley, an estimated $4.17M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2014 was Goldman Sachs, an estimated $1.8M sold.
Based on aggregated 13F filings for Q4 2014.