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First Trust Mid Cap Growth AlphaDEX Fund

112 hedge funds and large institutions have $321M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 30 increasing their positions, 40 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

13% more funds holding

Funds holding: 99112 (+13)

2.61% more ownership

Funds ownership: 68.18%70.78% (+2.6%)

3% more capital invested

Capital invested by funds: $311M → $321M (+$10.2M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

25% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 40

Holders
112
Holders Change
+13
Holders Change %
+13.13%
% of All Funds
1.72%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
20
Increased
30
Reduced
40
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$46.2M -$776K -10,391 -2%
LPL Financial
2
LPL Financial
California
$43.2M +$650K +8,714 +2%
Morgan Stanley
3
Morgan Stanley
New York
$30.1M -$4.72M -63,268 -13%
UBS Group
4
UBS Group
Switzerland
$30M +$591K +7,921 +2%
GAG
5
GM Advisory Group
New York
$24.5M +$24.6M +330,046 New
SL
6
Savior LLC
Massachusetts
$11.6M +$382K +5,124 +3%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$8.02M +$438K +5,873 +6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.98M -$649K -8,699 -7%
SMF
9
Sterling Manor Financial
New York
$7.5M +$7.33M +98,232 +3,447%
AOG
10
Alpha Omega Group
Virginia
$7.06M -$112K -1,504 -2%
First Trust Advisors
11
First Trust Advisors
Illinois
$6.44M +$235K +3,150 +4%
RJA
12
Raymond James & Associates
Florida
$6.02M -$53.4K -715 -0.9%
CAG
13
Csenge Advisory Group
Florida
$5.72M -$91.8K -1,230 -2%
VRM
14
Vectors Research Management
New York
$5.43M +$396K +5,310 +8%
HC
15
HNP Capital
New York
$5.36M +$393K +5,267 +8%
PAG
16
Private Advisor Group
New Jersey
$4.93M -$1.29M -17,238 -21%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$3.52M +$23.1K +310 +0.7%
KAS
18
Kestra Advisory Services
Texas
$3.34M -$423K -5,672 -11%
KWM
19
Kingsview Wealth Management
Oregon
$3.33M +$165K +2,213 +5%
Stifel Financial
20
Stifel Financial
Missouri
$3.23M +$612K +8,198 +23%
KIA
21
KCM Investment Advisors
California
$3.15M -$101K -1,357 -3%
SWP
22
Stratos Wealth Partners
Ohio
$2.98M -$94.2K -1,262 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.91M -$18.7K -250 -0.6%
GIA
24
Gladstone Institutional Advisory
Florida
$2.56M -$2.27M -30,446 -47%
Goldman Sachs
25
Goldman Sachs
New York
$2.35M

FNY Hedge Fund Activity: Q4 2021 in Review

112 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2021, worth a combined $321M — up 3.3% from $311M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FNY positions and 7 closed out — a net gain of 13 holders — while 30 added to existing stakes and 40 trimmed.

The largest buyer was GM Advisory Group, opening a new position worth an estimated $24.6M. The largest seller was J. Arnold Wealth Management, cutting an estimated $17.8M.

  • 112 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $321M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2021, up 3.3% quarter-over-quarter.
  • 20 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2021 and 7 closed out, a net change of +13 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2021 was GM Advisory Group, an estimated $24.6M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2021 was J. Arnold Wealth Management, an estimated $17.8M sold.

Based on aggregated 13F filings for Q4 2021.