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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

57 hedge funds and large institutions have $160M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+1
Holders Change %
+1.79%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
29
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.84M
2
UBS Group
UBS Group
Switzerland
+$2.38M
3
SPC
Sigma Planning Corp
Michigan
+$2.11M
4
TFA
Transamerica Financial Advisors
Florida
+$2.08M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.07M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.97M
2
KWM
Kingsview Wealth Management
Oregon
-$2.81M
3
Bank of America
Bank of America
North Carolina
-$1.35M
4
CCA
Clearwater Capital Advisors
Illinois
-$945K
5
CWM
Cornerstone Wealth Management
Missouri
-$815K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$32.2M -$3.97M -87,752 -11%
Wells Fargo
2
Wells Fargo
California
$23.1M +$1.98M +43,822 +9%
UBS Group
3
UBS Group
Switzerland
$13.3M +$2.38M +52,643 +22%
LPL Financial
4
LPL Financial
California
$9.73M -$230K -5,078 -2%
Bank of America
5
Bank of America
North Carolina
$9.13M -$1.35M -29,927 -13%
FAIM
6
Financial Advocates Investment Management
Washington
$8.13M +$94.2K +2,082 +1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$6.78M +$2.07M +45,719 +44%
RJA
8
Raymond James & Associates
Florida
$5.94M -$43.2K -956 -0.7%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$5.23M +$3.84M +84,986 +278%
First Trust Advisors
10
First Trust Advisors
Illinois
$5.03M -$67.4K -1,489 -1%
GIA
11
Gladstone Institutional Advisory
Florida
$3.97M +$245K +5,419 +7%
Ameriprise
12
Ameriprise
Minnesota
$3.73M +$257K +5,674 +7%
MML Investors Services
13
MML Investors Services
Massachusetts
$3.49M +$343K +7,572 +11%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$3.1M -$83.1K -1,838 -3%
KIA
15
KCM Investment Advisors
California
$2.69M -$118K -2,600 -4%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$2.21M +$218K +4,800 +11%
TFA
17
Transamerica Financial Advisors
Florida
$2.17M +$2.08M +46,044 +2,481%
SPC
18
Sigma Planning Corp
Michigan
$2.11M +$2.11M +46,742 New
Stifel Financial
19
Stifel Financial
Missouri
$2M +$122K +2,712 +7%
SWP
20
Stratos Wealth Partners
Ohio
$1.72M -$51.8K -1,145 -3%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.53M +$176K +3,884 +13%
CCA
22
Clearwater Capital Advisors
Illinois
$1.35M -$945K -20,895 -41%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1M +$22.7K +502 +2%
IWM
24
IHT Wealth Management
Illinois
$837K +$258K +5,706 +45%
CAN
25
Cetera Advisor Networks
California
$787K +$291K +6,429 +59%
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