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First Trust Mid Cap Growth AlphaDEX Fund

92 hedge funds and large institutions have $202M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 38 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

7.99% less ownership

Funds ownership: 70.78%62.8% (-8%)

18% less funds holding

Funds holding: 11292 (-20)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

34% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 38

37% less capital invested

Capital invested by funds: $321M → $202M (-$119M)

68% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 25

Holders
92
Holders Change
-20
Holders Change %
-17.86%
% of All Funds
1.45%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
8
Increased
25
Reduced
38
Closed
25
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$33.5M -$5.24M -79,174 -14%
Wells Fargo
2
Wells Fargo
California
$26.5M -$14.9M -224,810 -36%
UBS Group
3
UBS Group
Switzerland
$24M -$2.95M -44,562 -11%
Morgan Stanley
4
Morgan Stanley
New York
$20.9M -$6.1M -92,216 -23%
SL
5
Savior LLC
Massachusetts
$11.1M +$509K +7,690 +5%
AOG
6
Alpha Omega Group
Virginia
$6.38M +$30.2K +457 +0.5%
PAG
7
Private Advisor Group
New Jersey
$4.67M +$231K +3,489 +5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.07M -$3.08M -46,557 -43%
Goldman Sachs
9
Goldman Sachs
New York
$3.41M +$1.29M +19,447 +61%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$3.28M +$116K +1,749 +4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.26M +$639K +9,655 +25%
KWM
12
Kingsview Wealth Management
Oregon
$3.02M +$27.5K +416 +0.9%
Stifel Financial
13
Stifel Financial
Missouri
$2.99M +$91.9K +1,389 +3%
KIA
14
KCM Investment Advisors
California
$2.83M
VRM
15
Vectors Research Management
New York
$2.74M -$2.13M -32,137 -44%
HC
16
HNP Capital
New York
$2.7M -$2.1M -31,757 -44%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$2.46M -$4.71M -71,181 -66%
KAS
18
Kestra Advisory Services
Texas
$2.45M -$550K -8,314 -18%
Osaic Holdings
19
Osaic Holdings
Arizona
$2.22M +$544K +8,217 +33%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.99M +$999K +15,107 +103%
DAS
21
Dynamic Advisor Solutions
Arizona
$1.79M +$95.4K +1,442 +6%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.68M +$1.03M +15,560 +162%
PWM
23
Purus Wealth Management
California
$1.66M -$992 -15 -0.1%
RJA
24
Raymond James & Associates
Florida
$1.5M -$3.89M -58,775 -72%
AWS
25
Atria Wealth Solutions
New York
$1.4M +$1.39M +21,053 New

FNY Hedge Fund Activity: Q1 2022 in Review

92 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2022, worth a combined $202M — down 37% from $321M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of FNY and 8 opened new positions — a net loss of 17 holders — while 38 trimmed existing stakes and 25 added.

The largest buyer was Guardian Wealth Advisors (North Carolina), opening a new position worth an estimated $1.3M. The largest seller was GM Advisory Group, exiting entirely with an estimated $24.5M sold.

  • 92 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2022, down from 112 in Q4 2021.
  • Funds reported $202M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2022, down 37% quarter-over-quarter.
  • 8 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2022 and 25 closed out, a net change of -17 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2022 was Guardian Wealth Advisors (North Carolina), an estimated $1.3M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2022 was GM Advisory Group, an estimated $24.5M sold.

Based on aggregated 13F filings for Q1 2022.