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First Trust Mid Cap Growth AlphaDEX Fund

82 hedge funds and large institutions have $167M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 37 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

10% more capital invested

Capital invested by funds: $152M → $167M (+$14.6M)

4% more funds holding

Funds holding: 7982 (+3)

1.63% more ownership

Funds ownership: 62.01%63.64% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

51% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 37

Holders
82
Holders Change
+3
Holders Change %
+3.8%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
18
Reduced
37
Closed
1
Calls
$233K
Puts
Net Calls
+$233K
Net Calls Change
+$233K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$33M -$413K -6,849 -1%
UBS Group
2
UBS Group
Switzerland
$19.9M -$333K -5,528 -2%
Morgan Stanley
3
Morgan Stanley
New York
$16.7M -$2.08M -34,562 -12%
Wells Fargo
4
Wells Fargo
California
$16.2M +$228K +3,790 +2%
NA
5
NewEdge Advisors
Louisiana
$9.94M +$9.25M +153,461 New
BFEC
6
Benjamin F. Edwards & Company
Missouri
$5.66M +$1.31M +21,783 +33%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$4.64M +$42.3K +702 +1%
KWM
8
Kingsview Wealth Management
Oregon
$4.34M -$40.6K -673 -1%
Osaic Holdings
9
Osaic Holdings
Arizona
$4.25M +$744K +12,341 +23%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$3.45M -$3.68K -61 -0.1%
Goldman Sachs
11
Goldman Sachs
New York
$3.24M
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.93M +$2.24M +37,133 +461%
PAG
13
Private Advisor Group
New Jersey
$2.8M -$411K -6,826 -14%
RJA
14
Raymond James & Associates
Florida
$2.78M -$212K -3,513 -8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.68M -$67.1K -1,114 -3%
KIA
16
KCM Investment Advisors
California
$2.57M -$72.3K -1,200 -3%
Stifel Financial
17
Stifel Financial
Missouri
$2.2M +$291K +4,834 +17%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.96M +$112K +1,856 +7%
KAS
19
Kestra Advisory Services
Texas
$1.7M -$106K -1,762 -6%
AWS
20
Atria Wealth Solutions
New York
$1.55M +$42.5K +705 +3%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.43M +$13.8K +229 +1%
MIM
22
MTM Investment Management
South Carolina
$1.2M
EH
23
Equitable Holdings
New York
$1.1M +$92K +1,526 +10%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$1.08M +$42.7K +708 +4%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.07M -$388K -6,430 -28%

FNY Hedge Fund Activity: Q2 2023 in Review

82 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2023, worth a combined $167M — up 9.6% from $152M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FNY positions and 1 closed out — a net gain of 5 holders — while 18 added to existing stakes and 37 trimmed.

The largest buyer was NewEdge Advisors, opening a new position worth an estimated $9.25M. The largest seller was Savior LLC, cutting an estimated $9.35M.

  • 82 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2023, up from 79 in Q1 2023.
  • Funds reported $167M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2023, up 9.6% quarter-over-quarter.
  • 6 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2023 and 1 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2023 was NewEdge Advisors, an estimated $9.25M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2023 was Savior LLC, an estimated $9.35M sold.

Based on aggregated 13F filings for Q2 2023.