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First Trust Mid Cap Growth AlphaDEX Fund

35 hedge funds and large institutions have $54.2M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$14.9M 480,233 +203,810 +74%
Morgan Stanley
2
Morgan Stanley
New York
$9.83M 317,009 +70,838 +29%
Stifel Financial
3
Stifel Financial
Missouri
$4.36M 140,450 +4,879 +4%
TFA
4
Transamerica Financial Advisors
Florida
$4.35M 140,226 +32,696 +30%
LPL Financial
5
LPL Financial
California
$3.59M 117,658 -1,721 -1%
CCA
6
Clearwater Capital Advisors
Illinois
$2.34M 76,754 -920 -1%
KIA
7
KCM Investment Advisors
California
$1.71M 55,173 +5,559 +11%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.47M 47,476 -10,194 -18%
Bank of America
9
Bank of America
North Carolina
$1.41M 45,549 +543 +1%
RJA
10
Raymond James & Associates
Florida
$1.39M 44,840 -17,118 -28%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.35M 43,490 +24,936 +134%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1M 32,251 +401 +1%
UBS Group
13
UBS Group
Switzerland
$999K 32,210 -8,893 -22%
First Trust Advisors
14
First Trust Advisors
Illinois
$989K 31,892 +9,853 +45%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$626K 20,199 -6,392 -24%
HighTower Advisors
16
HighTower Advisors
Illinois
$609K 19,569 +19,569 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$457K 14,743 -110 -0.7%
Goldman Sachs
18
Goldman Sachs
New York
$362K 11,692 -300 -3%
MFS
19
MSI Financial Services
Massachusetts
$345K 11,130 +2,776 +33%
CS
20
Credit Suisse
Switzerland
$343K 11,049 +11,049 New
CWM
21
Cornerstone Wealth Management
Missouri
$308K 10,120 +10,120 New
ONB
22
Old National Bancorp
Indiana
$294K 9,495
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$283K 9,123 -1,411 -13%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$257K 8,275 +8,275 New
IA
25
IFP Advisors
Florida
$215K 6,944 -1,272 -15%