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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

41 hedge funds and large institutions have $77.8M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+9
Holders Change %
+28.13%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
13
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$1.64M
2
FAAS
First Allied Advisory Services
California
+$1.27M
3
IWM
IHT Wealth Management
Illinois
+$816K
4
CAN
Cetera Advisor Networks
California
+$370K
5
Wells Fargo
Wells Fargo
California
+$344K

Top Sellers

1
CS
Credit Suisse
Switzerland
-$239K
2
LPL Financial
LPL Financial
California
-$218K
3
CCA
Clearwater Capital Advisors
Illinois
-$148K
4
Goldman Sachs
Goldman Sachs
New York
-$132K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$74.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.2M +$1.64M +41,965 +9%
Wells Fargo
2
Wells Fargo
California
$14M +$344K +8,779 +3%
Bank of America
3
Bank of America
North Carolina
$7.9M +$36.4K +930 +0.5%
FAIM
4
Financial Advocates Investment Management
Washington
$6.62M +$6.62M +168,832 New
LPL Financial
5
LPL Financial
California
$4.64M -$218K -5,567 -4%
RJA
6
Raymond James & Associates
Florida
$3.15M +$329K +8,382 +12%
CCA
7
Clearwater Capital Advisors
Illinois
$2.89M -$148K -3,775 -5%
KIA
8
KCM Investment Advisors
California
$2.43M -$19.6K -500 -0.8%
UBS Group
9
UBS Group
Switzerland
$1.99M +$33.4K +852 +2%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.56M -$25.7K -655 -2%
FAAS
11
First Allied Advisory Services
California
$1.27M +$1.27M +32,424 New
KWM
12
Kingsview Wealth Management
Oregon
$1.26M +$105K +2,671 +9%
LA
13
LexAurum Advisors
Kansas
$1.25M +$1.25M +30,585 New
HighTower Advisors
14
HighTower Advisors
Illinois
$959K +$12.4K +316 +1%
MML Investors Services
15
MML Investors Services
Massachusetts
$938K +$32.5K +829 +4%
IWM
16
IHT Wealth Management
Illinois
$816K +$816K +20,184 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$743K +$7.61K +194 +1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$699K +$1.02K +26 +0.1%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$536K +$705 +18 +0.1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$483K -$74.3K -1,896 -13%
LI
21
LVZ Inc
Michigan
$394K +$32.5K +830 +9%
CS
22
Credit Suisse
Switzerland
$382K -$239K -6,089 -38%
CWM
23
Cornerstone Wealth Management
Missouri
$376K +$6.18K +152 +2%
CAN
24
Cetera Advisor Networks
California
$370K +$370K +9,452 New
SWP
25
Stratos Wealth Partners
Ohio
$322K -$3.37K -86 -1%
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