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First Trust Mid Cap Growth AlphaDEX Fund

41 hedge funds and large institutions have $77.8M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more funds holding

Funds holding: 3241 (+9)

27% more capital invested

Capital invested by funds: $61.1M → $77.8M (+$16.7M)

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

10.75% more ownership

Funds ownership: 57.62%68.37% (+11%)

Holders
41
Holders Change
+9
Holders Change %
+28.13%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
13
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.2M +$1.61M +41,965 +9%
Wells Fargo
2
Wells Fargo
California
$14M +$336K +8,779 +3%
Bank of America
3
Bank of America
North Carolina
$7.9M +$35.6K +930 +0.5%
FAIM
4
Financial Advocates Investment Management
Washington
$6.62M +$6.46M +168,832 New
LPL Financial
5
LPL Financial
California
$4.64M -$213K -5,567 -4%
RJA
6
Raymond James & Associates
Florida
$3.15M +$321K +8,382 +12%
CCA
7
Clearwater Capital Advisors
Illinois
$2.89M -$144K -3,775 -5%
KIA
8
KCM Investment Advisors
California
$2.43M -$19.1K -500 -0.8%
UBS Group
9
UBS Group
Switzerland
$1.99M +$32.6K +852 +2%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.56M -$25.1K -655 -2%
FAAS
11
First Allied Advisory Services
California
$1.27M +$1.24M +32,424 New
KWM
12
Kingsview Wealth Management
Oregon
$1.26M +$102K +2,671 +9%
LA
13
LexAurum Advisors
Kansas
$1.25M +$1.17M +30,585 New
HighTower Advisors
14
HighTower Advisors
Illinois
$959K +$12.1K +316 +1%
MML Investors Services
15
MML Investors Services
Massachusetts
$938K +$31.7K +829 +4%
IWM
16
IHT Wealth Management
Illinois
$816K +$772K +20,184 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$743K +$7.42K +194 +1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$699K +$995 +26 +0.1%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$536K +$689 +18 +0.1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$483K -$72.6K -1,896 -13%
LI
21
LVZ Inc
Michigan
$394K +$31.8K +830 +9%
CS
22
Credit Suisse
Switzerland
$382K -$233K -6,089 -38%
CWM
23
Cornerstone Wealth Management
Missouri
$376K +$5.82K +152 +2%
CAN
24
Cetera Advisor Networks
California
$370K +$362K +9,452 New
SWP
25
Stratos Wealth Partners
Ohio
$322K -$3.29K -86 -1%

FNY Hedge Fund Activity: Q4 2017 in Review

41 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2017, worth a combined $77.8M — up 27% from $61.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNY positions and 0 closed out — a net gain of 9 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.61M. The largest seller was Credit Suisse, cutting an estimated $233K.

  • 41 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2017, up from 32 in Q3 2017.
  • Funds reported $77.8M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2017, up 27% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2017 and 0 closed out, a net change of +9 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2017 was Morgan Stanley, an estimated $1.61M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2017 was Credit Suisse, an estimated $233K sold.

Based on aggregated 13F filings for Q4 2017.