First Allied Advisory Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

First Allied Advisory Services’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.77M	Sell	33,082 -4,698	-12%	-$242K	0.06%	323
2020 Q2	$1.81M	Sell	37,780 -14,611	-28%	-$636K	0.07%	305
2020 Q1	$1.94M	Buy	52,391 +5,269	+11%	+$238K	0.08%	247
2019 Q4	$2.27M	Buy	47,122 +7,250	+18%	+$336K	0.08%	293
2019 Q3	$1.79M	Buy	39,872 +27,528	+223%	+$1.26M	0.06%	328
2019 Q2	$558K	Buy	12,344 +4,336	+54%	+$192K	0.02%	645
2019 Q1	$345K	Sell	8,008 -247	-3%	-$10.2K	0.01%	806
2018 Q4	$300K	Sell	8,255 -84,093	-91%	-$3.37M	0.01%	780
2018 Q3	$4.27M	Buy	92,348 +24,414	+36%	+$1.11M	0.15%	164
2018 Q2	$2.95M	Buy	67,934 +34,084	+101%	+$1.45M	0.11%	210
2018 Q1	$1.38M	Buy	33,850 +1,426	+4%	+$58.4K	0.05%	367
2017 Q4	$1.27M	Buy	+32,424	New	+$1.24M	0.05%	393

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $34.9M AUM 32.88% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

First Allied Advisory Services's FNY Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 12% in Q3 2020, selling an estimated $242K and leaving 33,082 shares worth $1.77M. The position accounts for 0.06% of the portfolio, ranked #323.

First Allied Advisory Services first reported a position in FNY in Q4 2017 and has held it in 12 quarters since. The position peaked at $4.27M in Q3 2018. 92 funds tracked by Wall St. Rank hold FNY as of Q3 2020.

First Allied Advisory Services held 33,082 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $1.77M as of Q3 2020.
First Allied Advisory Services sold 4,698 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2020, an estimated $242K.
First Trust Mid Cap Growth AlphaDEX Fund made up 0.06% of First Allied Advisory Services's portfolio in Q3 2020, its #323 holding.
First Allied Advisory Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2017 and has held it in 12 quarters since.
First Allied Advisory Services's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $4.27M in Q3 2018.
92 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.