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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

73 hedge funds and large institutions have $174M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
+16
Holders Change %
+28.07%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
27
Reduced
20
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.06M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.02M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.93M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.78M
5
FAAS
First Allied Advisory Services
California
+$1.24M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.21M
2
TFA
Transamerica Financial Advisors
Florida
-$2.07M
3
LPL Financial
LPL Financial
California
-$1.25M
4
MML Investors Services
MML Investors Services
Massachusetts
-$760K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$561K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$36M +$4.06M +90,628 +13%
Wells Fargo
2
Wells Fargo
California
$23.8M +$965K +21,560 +4%
UBS Group
3
UBS Group
Switzerland
$13.2M +$103K +2,303 +0.8%
Bank of America
4
Bank of America
North Carolina
$8.68M -$354K -7,900 -4%
FAIM
5
Financial Advocates Investment Management
Washington
$8.41M +$368K +8,230 +5%
LPL Financial
6
LPL Financial
California
$8.37M -$1.25M -27,889 -13%
RJA
7
Raymond James & Associates
Florida
$6.07M +$194K +4,333 +3%
First Trust Advisors
8
First Trust Advisors
Illinois
$5.06M +$83.7K +1,871 +2%
Ameriprise
9
Ameriprise
Minnesota
$4.69M +$1.01M +22,466 +27%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$4.61M -$561K -12,540 -11%
GIA
11
Gladstone Institutional Advisory
Florida
$4.41M +$486K +10,857 +12%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$3.59M +$519K +11,606 +17%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.01M +$2.02M +45,100 +204%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$2.73M +$543K +12,137 +25%
MML Investors Services
15
MML Investors Services
Massachusetts
$2.69M -$760K -16,985 -22%
KIA
16
KCM Investment Advisors
California
$2.58M -$85K -1,900 -3%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.5M -$4.21M -94,057 -63%
SPC
18
Sigma Planning Corp
Michigan
$2.45M +$356K +7,963 +17%
Citadel Advisors
19
Citadel Advisors
Florida
$1.93M +$1.93M +43,067 New
FAAS
20
First Allied Advisory Services
California
$1.79M +$1.24M +27,528 +223%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.78M +$1.78M +39,671 New
Stifel Financial
22
Stifel Financial
Missouri
$1.76M -$221K -4,940 -11%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.7M +$181K +4,054 +12%
SWP
24
Stratos Wealth Partners
Ohio
$1.59M -$114K -2,553 -7%
CAN
25
Cetera Advisor Networks
California
$1.48M +$701K +15,671 +90%
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