MML Investors Services
FNY icon

MML Investors Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

MML Investors Services’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$622K Sell
6,876
-724
-10% -$68.7K ﹤0.01% 2085
2025
Q4 		$693K Sell
7,600
-846
-10% -$77.7K ﹤0.01% 2035
2025
Q3 		$774K Sell
8,446
-263
-3% -$22.7K ﹤0.01% 1902
2025
Q2 		$718K Buy
8,709
+7
+0.1% +$538 ﹤0.01% 1860
2025
Q1 		$652K Sell
8,702
-1,015
-10% -$81.6K ﹤0.01% 1835
2024
Q4 		$777K Buy
9,717
+1,076
+12% +$89.2K ﹤0.01% 1668
2024
Q3 		$688K Sell
8,641
-2,752
-24% -$208K ﹤0.01% 1673
2024
Q2 		$838K Sell
11,393
-2,224
-16% -$162K ﹤0.01% 1491
2024
Q1 		$1.03M Buy
13,617
+2,381
+21% +$167K ﹤0.01% 1414
2023
Q4 		$765K Sell
11,236
-9,793
-47% -$601K ﹤0.01% 1509
2023
Q3 		$1.28M Sell
21,029
-9,197
-30% -$587K 0.01% 1110
2023
Q2 		$1.96M Buy
30,226
+1,856
+7% +$112K 0.01% 915
2023
Q1 		$1.69M Buy
28,370
+16,083
+131% +$956K 0.01% 856
2022
Q4 		$693K Sell
12,287
-622
-5% -$36K ﹤0.01% 1329
2022
Q3 		$691K Sell
12,909
-98
-0.8% -$5.76K 0.01% 1256
2022
Q2 		$711K Sell
13,007
-2,678
-17% -$163K 0.01% 1221
2022
Q1 		$1.05M Sell
15,685
-109
-0.7% -$7.21K 0.01% 1065
2021
Q4 		$1.17M Sell
15,794
-3,577
-18% -$267K 0.01% 997
2021
Q3 		$1.39M Sell
19,371
-12,386
-39% -$913K 0.01% 873
2021
Q2 		$2.39M Sell
31,757
-9,684
-23% -$679K 0.02% 643
2021
Q1 		$2.82M Buy
41,441
+3,555
+9% +$247K 0.03% 535
2020
Q4 		$2.48M Buy
37,886
+1,829
+5% +$109K 0.03% 508
2020
Q3 		$1.93M Sell
36,057
-5,606
-13% -$288K 0.02% 533
2020
Q2 		$1.99M Sell
41,663
-19,711
-32% -$858K 0.03% 506
2020
Q1 		$2.27M Buy
61,374
+2,316
+4% +$105K 0.04% 382
2019
Q4 		$2.83M Sell
59,058
-1,066
-2% -$49.5K 0.04% 386
2019
Q3 		$2.69M Sell
60,124
-16,985
-22% -$779K 0.04% 356
2019
Q2 		$3.49M Buy
77,109
+7,572
+11% +$335K 0.05% 328
2019
Q1 		$3M Buy
69,537
+27,724
+66% +$1.15M 0.05% 352
2018
Q4 		$1.51M Buy
41,813
+5,526
+15% +$222K 0.03% 507
2018
Q3 		$1.68M Buy
36,287
+20,247
+126% +$920K 0.03% 503
2018
Q2 		$695K Sell
16,040
-1,544
-9% -$65.5K 0.02% 712
2018
Q1 		$716K Sell
17,584
-6,363
-27% -$261K 0.02% 691
2017
Q4 		$938K Buy
23,947
+829
+4% +$31.7K 0.02% 569
2017
Q3 		$845K Buy
+23,118
New +$812K 0.02% 571
2017
Q2 		– Sell
-16,409
Closed -$559K – 1294
2017
Q1 		$559K Buy
+16,409
New +$538K 0.01% 414

Other funds holding FNY

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

MML Investors Services's FNY Position: Q1 2026 in Review

MML Investors Services reduced its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 9.5% in Q1 2026, selling an estimated $68.7K and leaving 6,876 shares worth $622K. The position accounts for ﹤0.01% of the portfolio, ranked #2085.

MML Investors Services first reported a position in FNY in Q1 2017 and has held it in 36 quarters since. The position peaked at $3.49M in Q2 2019. 122 funds tracked by Wall St. Rank hold FNY as of Q1 2026.

  • MML Investors Services held 6,876 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $622K as of Q1 2026.
  • MML Investors Services sold 724 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $68.7K.
  • First Trust Mid Cap Growth AlphaDEX Fund made up ﹤0.01% of MML Investors Services's portfolio in Q1 2026, its #2085 holding.
  • MML Investors Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q1 2017 and has held it in 36 quarters since.
  • MML Investors Services's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $3.49M in Q2 2019.
  • 122 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2026.

Based on MML Investors Services's 13F filing for Q1 2026, filed 4 May 2026.