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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

39 hedge funds and large institutions have $54.5M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
1
Shamrock Asset Management
Texas
$2.68M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.1M
3
BFEC
3
Benjamin F. Edwards & Company
Missouri
$2.34M
4
Morgan Stanley
4
Morgan Stanley
New York
$13.4M
5
Stifel Financial
5
Stifel Financial
Missouri
$304K

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
MML Investors Services
2
MML Investors Services
Massachusetts
$0
3
IAA
3
Independent Advisor Alliance
North Carolina
$0
4
CS
4
Credit Suisse
Switzerland
$547K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$245K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.4M 388,290 +12,310 +3%
Wells Fargo
2
Wells Fargo
California
$11.8M 341,086 -1,049 -0.3%
LPL Financial
3
LPL Financial
California
$4.01M 115,924 -851 -0.7%
RJA
4
Raymond James & Associates
Florida
$3.31M 95,771 +6,568 +7%
SAM
5
Shamrock Asset Management
Texas
$2.68M 77,533 +77,533 New
CCA
6
Clearwater Capital Advisors
Illinois
$2.67M 77,181 -1,210 -2%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$2.34M 67,549 +28,828 +74%
KIA
8
KCM Investment Advisors
California
$2.15M 62,066 +4,400 +8%
Bank of America
9
Bank of America
North Carolina
$1.91M 55,271 +4,279 +8%
UBS Group
10
UBS Group
Switzerland
$1.58M 45,762 +4,694 +11%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.1M 31,687 +31,687 New
KWM
12
Kingsview Wealth Management
Oregon
$867K 25,091 – –
HighTower Advisors
13
HighTower Advisors
Illinois
$807K 23,321 +824 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$779K 22,529 +3,220 +17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$616K 17,806 +1,537 +9%
CS
16
Credit Suisse
Switzerland
$547K 15,831 -8,716 -36%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$482K 13,952 +3,166 +29%
CWM
18
Cornerstone Wealth Management
Missouri
$347K 9,970 -1,525 -13%
Goldman Sachs
19
Goldman Sachs
New York
$335K 9,693 -800 -8%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$308K 8,920 -505 -5%
Stifel Financial
21
Stifel Financial
Missouri
$304K 8,780 +8,780 New
LI
22
LVZ Inc
Michigan
$290K 8,397 +55 +0.7%
SWP
23
Stratos Wealth Partners
Ohio
$278K 8,055 +707 +10%
ONB
24
Old National Bancorp
Indiana
$277K 8,003 – –
SG Americas Securities
25
SG Americas Securities
New York
$263K 7,601 +7,601 New
1
2