We are live on ! Find out more
FNY icon

First Trust Mid Cap Growth AlphaDEX Fund

39 hedge funds and large institutions have $54.5M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

13% more capital invested

Capital invested by funds: $48.2M → $54.5M (+$6.25M)

5.9% more ownership

Funds ownership: 52.47%58.37% (+5.9%)

3% more funds holding

Funds holding: 3839 (+1)

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
16
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.4M +$419K +12,310 +3%
Wells Fargo
2
Wells Fargo
California
$11.8M -$35.7K -1,049 -0.3%
LPL Financial
3
LPL Financial
California
$4.01M -$29K -851 -0.7%
RJA
4
Raymond James & Associates
Florida
$3.31M +$223K +6,568 +7%
SAM
5
Shamrock Asset Management
Texas
$2.68M +$2.64M +77,533 New
CCA
6
Clearwater Capital Advisors
Illinois
$2.67M -$41.2K -1,210 -2%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$2.33M +$981K +28,828 +74%
KIA
8
KCM Investment Advisors
California
$2.15M +$150K +4,400 +8%
Bank of America
9
Bank of America
North Carolina
$1.91M +$146K +4,279 +8%
UBS Group
10
UBS Group
Switzerland
$1.58M +$160K +4,694 +11%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.09M +$1.08M +31,687 New
KWM
12
Kingsview Wealth Management
Oregon
$867K
HighTower Advisors
13
HighTower Advisors
Illinois
$807K +$28K +824 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$779K +$110K +3,220 +17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$616K +$52.3K +1,537 +9%
CS
16
Credit Suisse
Switzerland
$547K -$297K -8,716 -36%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$482K +$108K +3,166 +29%
CWM
18
Cornerstone Wealth Management
Missouri
$347K -$51.9K -1,525 -13%
Goldman Sachs
19
Goldman Sachs
New York
$335K -$27.2K -800 -8%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$308K -$17.2K -505 -5%
Stifel Financial
21
Stifel Financial
Missouri
$304K +$299K +8,780 New
LI
22
LVZ Inc
Michigan
$290K +$1.87K +55 +0.7%
SWP
23
Stratos Wealth Partners
Ohio
$278K +$24.1K +707 +10%
ONB
24
Old National Bancorp
Indiana
$277K
SG Americas Securities
25
SG Americas Securities
New York
$263K +$259K +7,601 New

FNY Hedge Fund Activity: Q2 2017 in Review

39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2017, worth a combined $54.5M — up 13% from $48.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNY positions and 4 closed out — a net gain of 1 holder — while 16 added to existing stakes and 14 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $2.64M. The largest seller was Jane Street, exiting entirely with an estimated $705K sold.

  • 39 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2017, up from 38 in Q1 2017.
  • Funds reported $54.5M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2017, up 13% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2017 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2017 was Shamrock Asset Management, an estimated $2.64M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2017 was Jane Street, an estimated $705K sold.

Based on aggregated 13F filings for Q2 2017.