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First Trust Mid Cap Growth AlphaDEX Fund

94 hedge funds and large institutions have $258M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 40 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

8% more capital invested

Capital invested by funds: $239M → $258M (+$19.2M)

0% more funds holding

Funds holding: 9494 (0)

0.93% less ownership

Funds ownership: 72.21%71.28% (-0.93%)

40% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 40

Holders
94
Holders Change
Holders Change %
0%
% of All Funds
1.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
24
Reduced
40
Closed
6
Calls
$239K
Puts
Net Calls
+$239K
Net Calls Change
-$11K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$49.8M -$2.53M -33,462 -5%
LPL Financial
2
LPL Financial
California
$40.5M -$974K -12,857 -2%
Morgan Stanley
3
Morgan Stanley
New York
$26.6M +$552K +7,284 +2%
NA
4
NewEdge Advisors
Louisiana
$17M +$3.78M +49,894 +31%
UBS Group
5
UBS Group
Switzerland
$13.8M -$10.9M -144,587 -46%
P
6
&Partners
Tennessee
$10.6M +$10.1M +132,828 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$8.83M -$1.2M -15,846 -13%
Osaic Holdings
8
Osaic Holdings
Arizona
$8.04M -$782K -10,325 -9%
KWM
9
Kingsview Wealth Management
Oregon
$7.2M +$3.54M +46,785 +107%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$6.49M +$14.8K +195 +0.2%
BEI
11
Benjamin Edwards Inc
Missouri
$5.56M +$5.28M +69,721 New
Goldman Sachs
12
Goldman Sachs
New York
$3.98M
PAG
13
Private Advisor Group
New Jersey
$3.61M -$16K -211 -0.5%
RJA
14
Raymond James & Associates
Florida
$3.57M -$87.3K -1,153 -3%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$3.27M -$2.43M -32,155 -44%
Stifel Financial
16
Stifel Financial
Missouri
$3.17M +$1.97M +26,079 +190%
KIA
17
KCM Investment Advisors
California
$3M -$76.1K -1,005 -3%
WMP
18
Wealth Management Partners
Arizona
$2.84M -$16.8K -222 -0.6%
AWS
19
Atria Wealth Solutions
New York
$2.46M -$36.2K -478 -2%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.46M +$622K +8,218 +36%
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$2.05M +$217K +2,868 +13%
PWA
22
PCG Wealth Advisors
Kansas
$1.66M -$52.3K -691 -3%
KAS
23
Kestra Advisory Services
Texas
$1.66M -$896K -11,837 -36%
GRP
24
Global Retirement Partners
California
$1.59M -$22.9K -303 -1%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.51M -$1.55M -20,527 -52%

FNY Hedge Fund Activity: Q3 2024 in Review

94 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2024, worth a combined $258M — up 8.1% from $239M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FNY positions and 6 closed out — a net gain of 1 holder — while 24 added to existing stakes and 40 trimmed.

The largest buyer was &Partners, opening a new position worth an estimated $10.1M. The largest seller was UBS Group, cutting an estimated $10.9M.

  • 94 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2024, unchanged from Q2 2024.
  • Funds reported $258M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2024, up 8.1% quarter-over-quarter.
  • 7 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2024 and 6 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2024 was &Partners, an estimated $10.1M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2024 was UBS Group, an estimated $10.9M sold.

Based on aggregated 13F filings for Q3 2024.