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First Trust Mid Cap Growth AlphaDEX Fund

79 hedge funds and large institutions have $152M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 32 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $147M → $152M (+$4.93M)

0.84% more ownership

Funds ownership: 61.17%62.01% (+0.84%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 8279 (-3)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

22% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 32

Holders
79
Holders Change
-3
Holders Change %
-3.66%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
25
Reduced
32
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$30.7M -$521K -8,756 -2%
UBS Group
2
UBS Group
Switzerland
$18.6M -$282K -4,745 -1%
Morgan Stanley
3
Morgan Stanley
New York
$17.4M +$542K +9,121 +3%
Wells Fargo
4
Wells Fargo
California
$14.6M -$1.52M -25,633 -9%
SL
5
Savior LLC
Massachusetts
$9.97M +$1.25K +21 +0%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.22M -$118K -1,987 -3%
KWM
7
Kingsview Wealth Management
Oregon
$4.03M +$187K +3,145 +5%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$3.9M +$237K +3,981 +6%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$3.18M -$71K -1,194 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$3.16M -$1.21M -20,372 -28%
PAG
11
Private Advisor Group
New Jersey
$2.98M -$375K -6,307 -11%
Goldman Sachs
12
Goldman Sachs
New York
$2.97M
RJA
13
Raymond James & Associates
Florida
$2.76M +$1.83M +30,693 +195%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.68M +$110K +1,847 +4%
KIA
15
KCM Investment Advisors
California
$2.43M
Stifel Financial
16
Stifel Financial
Missouri
$1.74M -$547K -9,204 -24%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.69M +$956K +16,083 +131%
KAS
18
Kestra Advisory Services
Texas
$1.67M -$121K -2,035 -7%
PWM
19
Purus Wealth Management
California
$1.45M +$8.03K +135 +0.6%
AWS
20
Atria Wealth Solutions
New York
$1.38M +$232K +3,900 +20%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.37M +$1.37M +22,998 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.3M +$664K +11,172 +105%
MIM
23
MTM Investment Management
South Carolina
$1.11M -$2.97K -50 -0.3%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$971K -$1.1M -18,553 -53%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$952K +$268K +4,506 +39%

FNY Hedge Fund Activity: Q1 2023 in Review

79 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2023, worth a combined $152M — up 3.3% from $147M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FNY and 8 opened new positions — a net loss of 1 holder — while 32 trimmed existing stakes and 25 added.

The largest buyer was Raymond James & Associates, adding an estimated $1.83M. The largest seller was Citadel Advisors, exiting entirely with an estimated $2.38M sold.

  • 79 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2023, down from 82 in Q4 2022.
  • Funds reported $152M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2023, up 3.3% quarter-over-quarter.
  • 8 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2023 and 9 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2023 was Raymond James & Associates, an estimated $1.83M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2023 was Citadel Advisors, an estimated $2.38M sold.

Based on aggregated 13F filings for Q1 2023.