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First Trust Mid Cap Growth AlphaDEX Fund

107 hedge funds and large institutions have $333M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2025 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 39 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

19% more capital invested

Capital invested by funds: $279M → $333M (+$53.8M)

7% more funds holding

Funds holding: 100107 (+7)

0.57% more ownership

Funds ownership: 74.38%74.94% (+0.57%)

26% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 39

Holders
107
Holders Change
+7
Holders Change %
+7%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
29
Reduced
39
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$59.6M -$1.59M -18,379 -3%
Wells Fargo
2
Wells Fargo
California
$51.5M +$8.84M +102,381 +22%
Morgan Stanley
3
Morgan Stanley
New York
$36.6M +$559K +6,475 +2%
NA
4
NewEdge Advisors
Louisiana
$23.8M +$5.41M +62,725 +32%
P
5
&Partners
Tennessee
$14M -$83.7K -970 -0.6%
UBS Group
6
UBS Group
Switzerland
$13.1M -$630K -7,297 -5%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$10.5M -$246K -2,856 -2%
Raymond James Financial
8
Raymond James Financial
Florida
$8.91M +$136K +1,576 +2%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$7.02M +$1.22M +14,080 +23%
KWM
10
Kingsview Wealth Management
Oregon
$6.3M -$172K -1,998 -3%
BEI
11
Benjamin Edwards Inc
Missouri
$5.69M -$161K -1,870 -3%
First Trust Advisors
12
First Trust Advisors
Illinois
$5.53M -$68.7K -796 -1%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$4.72M +$110K +1,276 +3%
Goldman Sachs
14
Goldman Sachs
New York
$4.58M
Osaic Holdings
15
Osaic Holdings
Arizona
$4.16M +$310K +3,588 +8%
PAG
16
Private Advisor Group
New Jersey
$3.7M +$35.1K +407 +1%
KIA
17
KCM Investment Advisors
California
$3.54M -$23.7K -275 -0.7%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$3.53M +$154K +1,784 +5%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$3.34M +$3.14M +36,424 New
WMP
20
Wealth Management Partners
Arizona
$3.33M +$23.8K +276 +0.8%
SAM
21
Synergy Asset Management
Washington
$3.3M +$3.11M +36,016 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$3.11M +$717K +8,303 +32%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$2.99M +$1.18M +13,617 +72%
KAS
24
Kestra Advisory Services
Texas
$2.95M +$270K +3,133 +11%
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
$2.52M +$15.4K +178 +0.7%

FNY Hedge Fund Activity: Q3 2025 in Review

107 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2025, worth a combined $333M — up 19% from $279M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FNY positions and 5 closed out — a net gain of 8 holders — while 29 added to existing stakes and 39 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.84M. The largest seller was LPL Financial, cutting an estimated $1.59M.

  • 107 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2025, up from 100 in Q2 2025.
  • Funds reported $333M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2025, up 19% quarter-over-quarter.
  • 13 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2025 and 5 closed out, a net change of +8 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2025 was Wells Fargo, an estimated $8.84M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2025 was LPL Financial, an estimated $1.59M sold.

Based on aggregated 13F filings for Q3 2025.