Synergy Asset Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Synergy Asset Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-36,016	Closed	-$3.3M	–	254
2025 Q3	$3.3M	Buy	+36,016	New	+$3.11M	0.12%	101
2025 Q1	–	Sell	-754	Closed	-$60K	–	335
2024 Q4	$60K	Buy	+754	New	+$62.5K	﹤0.01%	262
2021 Q3	–	Sell	-83,613	Closed	-$6.3M	–	108
2021 Q2	$6.3M	Buy	+83,613	New	+$5.87M	1.67%	21
2021 Q1	–	Sell	-73,316	Closed	-$4.79M	–	99
2020 Q4	$4.79M	Buy	+73,316	New	+$4.37M	1.51%	27

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Synergy Asset Management's FNY Position: Q4 2025 in Review

Synergy Asset Management sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q4 2025, closing a stake of 36,016 shares — an estimated $3.3M sold.

Synergy Asset Management first reported a position in FNY in Q4 2020 and held it in 4 quarters. The position peaked at $6.3M in Q2 2021. 120 funds tracked by Wall St. Rank hold FNY as of Q4 2025.

Synergy Asset Management reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Synergy Asset Management sold 36,016 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2025, an estimated $3.3M.
Synergy Asset Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2020 and held it in 4 quarters.
Synergy Asset Management's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $6.3M in Q2 2021.
120 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2025.

Based on Synergy Asset Management's 13F filing for Q4 2025, filed 13 Jan 2026.