First Trust Advisors’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

First Trust Advisors’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$4.51M	Buy	+40,709	New	+$4.15M	﹤0.01%	1649
2026 Q1	–	Sell	-59,533	Closed	-$5.43M	–	2652
2025 Q4	$5.43M	Sell	59,533 -798	-1%	-$73.3K	﹤0.01%	1357
2025 Q3	$5.53M	Sell	60,331 -796	-1%	-$68.7K	﹤0.01%	1335
2025 Q2	$5.04M	Sell	61,127 -2,894	-5%	-$222K	﹤0.01%	1352
2025 Q1	$4.79M	Buy	+64,021	New	+$5.15M	﹤0.01%	1333
2022 Q1	–	Sell	-86,762	Closed	-$6.44M	–	2541
2021 Q4	$6.44M	Buy	86,762 +3,150	+4%	+$235K	0.01%	1234
2021 Q3	$6.01M	Buy	+83,612	New	+$6.17M	0.01%	1203
2021 Q1	–	Sell	-80,789	Closed	-$5.28M	–	2424
2020 Q4	$5.28M	Sell	80,789 -3,364	-4%	-$200K	0.01%	1075
2020 Q3	$4.5M	Buy	84,153 +60,069	+249%	+$3.09M	0.01%	999
2020 Q2	$1.15M	Sell	24,084 -76,921	-76%	-$3.35M	﹤0.01%	1666
2020 Q1	$3.73M	Sell	101,005 -8,663	-8%	-$391K	0.01%	979
2019 Q4	$5.25M	Sell	109,668 -3,450	-3%	-$160K	0.01%	1084
2019 Q3	$5.06M	Buy	113,118 +1,871	+2%	+$85.9K	0.01%	1056
2019 Q2	$5.03M	Sell	111,247 -1,489	-1%	-$65.9K	0.01%	1060
2019 Q1	$4.87M	Buy	112,736 +16,447	+17%	+$682K	0.01%	1032
2018 Q4	$3.49M	Buy	96,289 +11,865	+14%	+$476K	0.01%	1165
2018 Q3	$3.91M	Buy	+84,424	New	+$3.83M	0.01%	1280
2016 Q4	–	Sell	-31,892	Closed	-$989K	–	2451
2016 Q3	$989K	Buy	31,892 +9,853	+45%	+$305K	﹤0.01%	1720
2016 Q2	$662K	Buy	22,039 +14,094	+177%	+$412K	﹤0.01%	1874
2016 Q1	$229K	Sell	7,945 -10,892	-58%	-$296K	﹤0.01%	2106
2015 Q4	$543K	Buy	+18,837	New	+$550K	﹤0.01%	1954

Other funds holding FNY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

First Trust Advisors's FNY Position: Q2 2026 in Review

First Trust Advisors opened a new position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q2 2026: 40,709 shares worth $4.51M. The stake represents ﹤0.01% of the portfolio and ranks #1649 among its holdings. This is a return to the name: First Trust Advisors previously reported a position in FNY as recently as Q4 2025.

First Trust Advisors first reported a position in FNY in Q4 2015 and has held it in 21 quarters since. The position peaked at $6.44M in Q4 2021. 128 funds tracked by Wall St. Rank hold FNY as of Q2 2026.

First Trust Advisors held 40,709 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $4.51M as of Q2 2026.
First Trust Mid Cap Growth AlphaDEX Fund was a new First Trust Advisors position in Q2 2026.
First Trust Mid Cap Growth AlphaDEX Fund made up ﹤0.01% of First Trust Advisors's portfolio in Q2 2026, its #1649 holding.
First Trust Advisors first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2015 and has held it in 21 quarters since.
First Trust Advisors's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $6.44M in Q4 2021.
128 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2026.

Based on First Trust Advisors's 13F filing for Q2 2026, filed 11 Aug 2026.