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First Trust Mid Cap Growth AlphaDEX Fund

94 hedge funds and large institutions have $156M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 52 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

2% more funds holding

Funds holding: 9294 (+2)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.17% less ownership

Funds ownership: 62.8%62.63% (-0.17%)

23% less capital invested

Capital invested by funds: $202M → $156M (-$46.7M)

71% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 52

Holders
94
Holders Change
+2
Holders Change %
+2.17%
% of All Funds
1.58%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
15
Reduced
52
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$24.9M -$2.89M -47,554 -9%
Wells Fargo
2
Wells Fargo
California
$20.2M -$1.64M -27,087 -7%
UBS Group
3
UBS Group
Switzerland
$17.3M -$2.62M -43,146 -12%
Morgan Stanley
4
Morgan Stanley
New York
$15.8M -$1.48M -24,383 -8%
SL
5
Savior LLC
Massachusetts
$9.14M +$209K +3,436 +2%
AOG
6
Alpha Omega Group
Virginia
$5.44M +$233K +3,845 +4%
PAG
7
Private Advisor Group
New Jersey
$4.05M +$248K +4,080 +6%
Osaic Holdings
8
Osaic Holdings
Arizona
$3.56M +$1.96M +32,281 +98%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.31M -$25.4K -418 -0.7%
KWM
10
Kingsview Wealth Management
Oregon
$3.09M +$680K +11,195 +25%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$2.98M +$325K +5,361 +11%
Goldman Sachs
12
Goldman Sachs
New York
$2.73M -$69.6K -1,147 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.64M -$37.8K -622 -1%
KIA
14
KCM Investment Advisors
California
$2.25M -$78.9K -1,300 -3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.13M +$564K +9,284 +31%
Stifel Financial
16
Stifel Financial
Missouri
$2.09M -$408K -6,715 -15%
Citadel Advisors
17
Citadel Advisors
Florida
$1.94M +$1.04M +17,200 +94%
KAS
18
Kestra Advisory Services
Texas
$1.91M -$110K -1,810 -5%
VRM
19
Vectors Research Management
New York
$1.89M -$395K -6,513 -16%
HC
20
HNP Capital
New York
$1.86M -$396K -6,520 -16%
PPG
21
Peak Planning Group
Colorado
$1.45M +$1.62M +26,606 New
PWM
22
Purus Wealth Management
California
$1.34M -$22K -363 -1%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$1.33M -$768K -12,656 -34%
MIM
24
MTM Investment Management
South Carolina
$1.08M
AWS
25
Atria Wealth Solutions
New York
$1.05M -$106K -1,750 -8%

FNY Hedge Fund Activity: Q2 2022 in Review

94 of the 5,937 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2022, worth a combined $156M — down 23% from $202M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNY positions and 7 closed out — a net gain of 2 holders — while 15 added to existing stakes and 52 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $1.96M. The largest seller was LPL Financial, cutting an estimated $2.89M.

  • 94 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2022, up from 92 in Q1 2022.
  • Funds reported $156M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2022, down 23% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2022 and 7 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2022 was Osaic Holdings, an estimated $1.96M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2022 was LPL Financial, an estimated $2.89M sold.

Based on aggregated 13F filings for Q2 2022.