Independent Advisor Alliance’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Independent Advisor Alliance’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-3,116	Closed	-$282K	–	1245
2026 Q1	$282K	Buy	+3,116	New	+$296K	﹤0.01%	1348
2025 Q1	–	Sell	-2,863	Closed	-$229K	–	986
2024 Q4	$229K	Buy	+2,863	New	+$237K	﹤0.01%	1245
2020 Q1	–	Sell	-7,354	Closed	-$352K	–	549
2019 Q4	$352K	Buy	+7,354	New	+$341K	0.02%	635
2017 Q2	–	Sell	-9,633	Closed	-$317K	–	281
2017 Q1	$317K	Buy	+9,633	New	+$316K	0.05%	291

Other funds holding FNY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Independent Advisor Alliance's FNY Position: Q2 2026 in Review

Independent Advisor Alliance sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q2 2026, closing a stake of 3,116 shares — an estimated $282K sold.

Independent Advisor Alliance first reported a position in FNY in Q1 2017 and held it in 4 quarters. The position peaked at $352K in Q4 2019. 128 funds tracked by Wall St. Rank hold FNY as of Q2 2026.

Independent Advisor Alliance reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q2 2026 after selling out during the quarter.
Independent Advisor Alliance sold 3,116 First Trust Mid Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $282K.
Independent Advisor Alliance first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q1 2017 and held it in 4 quarters.
Independent Advisor Alliance's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $352K in Q4 2019.
128 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2026.

Based on Independent Advisor Alliance's 13F filing for Q2 2026, filed 12 Aug 2026.