First Heartland Consultants’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

First Heartland Consultants’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-5,312	Closed	-$300K	–	368
2022 Q4	$300K	Sell	5,312 -125	-2%	-$7.24K	0.05%	279
2022 Q3	$290	Sell	5,437 -150	-3%	-$8.82K	0.02%	263
2022 Q2	$305K	Sell	5,587 -817	-13%	-$49.6K	0.05%	259
2022 Q1	$427K	Sell	6,404 -7,531	-54%	-$498K	0.07%	200
2021 Q4	$1.03K	Sell	13,935 -8,024	-37%	-$599K	0.04%	116
2021 Q3	$1.58M	Sell	21,959 -37,294	-63%	-$2.75M	0.24%	94
2021 Q2	$4.46M	Sell	59,253 -39,078	-40%	-$2.74M	0.68%	32
2021 Q1	$6.68M	Sell	98,331 -80,810	-45%	-$5.62M	1.06%	25
2020 Q4	$11.7M	Buy	179,141 +179,013	+139,854%	+$10.7M	1.95%	12
2020 Q3	$6.84M	Sell	128 -113,484	-100%	-$5.84M	1.3%	21
2020 Q2	$5.43M	Buy	+113,612	New	+$4.94M	1.07%	24
2013 Q3	–	Sell	-4,052	Closed	-$94K	–	266
2013 Q2	$94K	Buy	+4,052	New	+$95K	0.05%	239

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

First Heartland Consultants's FNY Position: Q1 2023 in Review

First Heartland Consultants sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2023, closing a stake of 5,312 shares — an estimated $300K sold.

First Heartland Consultants first reported a position in FNY in Q2 2013 and held it in 12 quarters. The position peaked at $11.7M in Q4 2020. 79 funds tracked by Wall St. Rank hold FNY as of Q1 2023.

First Heartland Consultants reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2023 after selling out during the quarter.
First Heartland Consultants sold 5,312 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2023, an estimated $300K.
First Heartland Consultants first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2013 and held it in 12 quarters.
First Heartland Consultants's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $11.7M in Q4 2020.
79 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2023.

Based on First Heartland Consultants's 13F filing for Q1 2023, filed 17 Apr 2023.